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  • Japan Financial Services Agency: "Report By The Expert Panel On Sustainable Finance" Announced

    Date 31/08/2021

    As announced before, the FSA established the Expert Panel on Sustainable Finance (EPSF) in December 2020. The EPSF is composed of business, financial, and academic experts with observers of officials from pertinent ministries and agencies.

  • OctaFX Launches Its Apple iOS Trading App, Starting In Malaysia

    Date 31/08/2021

    The Forex broker OctaFX presents the test launch of its Apple iOS trading app in the Malaysian App Store. A complete app inauguration for all service regions will follow towards the end of 2021.

  • US Federal And State Financial Regulatory Agencies Issue Interagency Statement On Supervisory Practices Regarding Financial Institutions Affected By Hurricane Ida

    Date 30/08/2021

    The Office of the Comptroller of the Currency, Federal Reserve Board, the Federal Deposit Insurance Corporation, the National Credit Union Administration, and the state regulators, collectively the agencies, recognize the serious impact of Hurricane Ida on the customers and operations of many financial institutions and will provide appropriate regulatory assistance to affected institutions subject to their supervision. The agencies encourage institutions operating in the affected areas to meet the financial services needs of their communities.

  • Nodal Exchange And IncubEx Collaborate To Launch Ten First Of Their Kind Renewable Futures & Options

    Date 30/08/2021

    Nodal Exchange and IncubEx announced today the upcoming launch of ten new Renewable Energy Certificate (“REC”) futures and options contracts, adding to the world’s largest suite of environmental products. 


  • SEC Announces Three Actions Charging Deficient Cybersecurity Procedures

    Date 30/08/2021

    The Securities and Exchange Commission today sanctioned eight firms in three actions for failures in their cybersecurity policies and procedures that resulted in email account takeovers exposing the personal information of thousands of customers and clients at each firm. The eight firms, which have agreed to settle the charges, are: Cetera Advisor Networks LLC, Cetera Investment Services LLC, Cetera Financial Specialists LLC, Cetera Advisors LLC, and Cetera Investment Advisers LLC (collectively, the Cetera Entities); Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. (collectively, Cambridge); and KMS Financial Services Inc. (KMS). All were Commission-registered as broker dealers, investment advisory firms, or both.


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