News Centre

Remarks At Asset Management Advisory Committee Meeting, SEC Commissioner Caroline A. Crenshaw, March 19, 2021

Date 23/03/2021

Good morning. As always, thank you to the Committee for your time, dedication, and thoughtfulness on important asset management issues that affect investors and market integrity. Thank you also to the staff of the Division of Investment Management.

IIROC Releases Compliance Priorities Report - Pan-Canadian Regulator Helps Firms Navigate Compliance Through The Pandemic

Date 23/03/2021

The Investment Industry Regulatory Organization of Canada (IIROC) today published its annual Compliance Priorities Report highlighting regulatory developments, issues, trends identified, and steps taken by IIROC to help firms with compliance while ensuring investor protection.

Cboe Promotes Catherine Clay To Executive Vice President, Will Lead Newly Created Data And Access Solutions Division

Date 23/03/2021

• New division brings together Cboe’s Information Solutions and global market data and access services into one holistic offering to create efficiencies for customers
• Helps enable customers around the world greater access to Cboe’s data and analytics capabilities through a unified offering
• Clay appointed to company’s Executive leadership team

Moscow Exchange: Risk Parameters Change For The Security CL-RM

Date 23/03/2021

As per the Securities market risk parameters methodology, on 23.03.2021, 21-11 (MSK) the upper bound of the price band (up to 6180) and initial margins (up to 15 %) for the security CL-RM were changed. New values are available here

ESMA Chair Steven Maijoor Delivers Keynote Speech At ESMA 10th Anniversary Conference

Date 23/03/2021

Today, Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), addressed representatives from EU institutions, supervisors and other stakeholders at the ESMA 10th Anniversary Conference – inspiring confidence in Europe’s financial markets.

Moscow Exchange: Risk Parameters Change For The Security NEE-RM

Date 23/03/2021

As per the Securities market risk parameters methodology, on 23.03.2021, 20-43 (MSK) the upper bound of the price band (up to 5841) and initial margins (up to 13.75 %) for the security NEE-RM were changed. New values are available here

Financial Stability Implications Of Climate Change, Federal Reserve Governor Lael Brainard, At "Transform Tomorrow Today" Ceres 2021 Conference, Boston, Massachusetts (Via Webcast)

Date 23/03/2021

I want to thank Ceres for inviting me to join this discussion. Let me start by noting that these are my own views and do not necessarily reflect those of the Federal Reserve Board or the Federal Open Market Committee.

Refinitiv Expands Its Digital Investor Solution With ‘Wealth Connect’ - New Collaboration Capability Aids The Digital Transformation Of Wealth Management Firms And Advisors.

Date 23/03/2021

Refinitiv today announced the launch of its new digital collaboration capability ‘Refinitiv Wealth Connect’, designed to help wealth management firms and their advisors advance with the growing pace of digital transformation within the wealth management industry.  

Themis Celebrates The Unsung Heroes Tackling Financial Crime

Date 23/03/2021

Financial crime is big business. In fact over £1.6 trillion in illicit funds are laundered globally every year, through a range of complex transactions and against a backdrop of destructive crimes, from fraud, cyber crime, terrorist financing, bribery and corruption to the more hidden crimes such as trafficking in drugs, arms, people or wildlife.

Moscow Exchange: Risk Parameters Change For The Security RU000A0JWU98

Date 23/03/2021

As per the Securities market risk parameters methodology, on 23.03.2021, 18-18 (MSK) the upper bound of the price band for the security RU000A0JWU98 were changed. New values are available here