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New Zealand Financial Markets Authority: New Law Reforms The Regulation Of Financial Market Infrastructures (FMIs)
Date 06/05/2021
New laws to regulate and supervise payment and settlement systems have been passed by Parliament following the third reading of the Financial Market Infrastructures Bill (the Bill) yesterday.
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ASIC Quarterly Update January To March 2021
Date 06/05/2021
ASIC has today released its first quarterly update report, which covers the period from 1 January to 31 March 2021.
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Shenzhen Stock Exchange Market Bulletin, April 30, 2021 - Issue 50
Date 06/05/2021
Click here to download Shenzhen Stock Exchange's weekly market bulletin.
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New Zealand Financial Markets Authority: CLSAP (Formerly KVB Kunlun) Admits To Anti-Money Laundering Breaches
Date 05/05/2021
CLSA Premium New Zealand Limited (CLSAP NZ) has admitted to breaches of the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act, following proceedings brought by the Financial Markets Authority – Te Mana Tātai Hokohoko (FMA).
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US Department Of Justice: Court Authorizes Service Of John Doe Summons Seeking Identities Of U.S. Taxpayers Who Have Used Cryptocurrency
Date 05/05/2021
A federal court in the Northern District of California entered an order today authorizing the IRS to serve a John Doe summons on Payward Ventures Inc., and Subsidiaries d/b/a Kraken (Kraken) seeking information about U.S. taxpayers who conducted at least the equivalent of $20,000 in transactions in cryptocurrency during the years 2016 to 2020. The IRS is seeking the records of Americans who engaged in business with or through Kraken, a digital currency exchanger headquartered in San Francisco, California.
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Cboe Global Markets Reports April 2021 Trading Volume
Date 05/05/2021
Cboe Global Markets, Inc. (Cboe: CBOE), a market operator and global trading solutions provider, today reported April monthly trading volume statistics across its global business lines.
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Register For The SEC's 40th Annual Small Business Forum, Featuring Inclusive Conversations On Capital Formation From Startup To Small Cap
Date 05/05/2021
The Office of the Advocate for Small Business Capital Formation will host the Securities and Exchange Commission's 40th Annual Government-Business Forum on Small Business Capital Formation virtually from May 24-27, 2021.
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Deutsche Börse: Unscheduled Adjustment In SDAX
Date 05/05/2021
On Wednesday, Qontigo’s global index provider STOXX Ltd. announced an unscheduled change to the SDAX Index.
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CFTC Issues Order Of Registration To Mercado Mexicano de Derivados, S.A. de C.V., To Permit Trading By Direct Access From The U.S.
Date 05/05/2021
The Commodity Futures Trading Commission announced today that it has issued an Order of Registration to Mercado Mexicano de Derivados, S.A. de C.V. (MexDer), a Foreign Board of Trade (FBOT) located in Mexico City, Mexico, and a subsidiary of the Mexican Stock Exchange Group.
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CME Group Inc. Announces Preliminary Results From Its 2021 Annual Meeting Of Shareholders
Date 05/05/2021
CME Group Inc. (NASDAQ: CME) today announced the preliminary shareholder voting results from its 2021 annual meeting.
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