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CFTC Charges Unregistered Michigan Forex Firm And Its Owner With Fraud And Misappropriation

Date 17/08/2021

The Commodity Futures Trading Commission has filed a civil enforcement action in the Eastern District of Michigan against Ali Bazzi and his company Welther Oaks, LLC, both of Michigan, charging them with fraud and misappropriation in connection with their operation of a foreign currency (forex) commodity pool.
SIFMA, ICI & DTCC Comment On Progress Around T+1 Effort In Letter To SEC Chair Gensler

Date 17/08/2021

SIFMA, ICI and DTCC recently reached out to the SEC to update the Commission on the efforts of the financial services industry to shorten the securities settlement cycle to T+1. Read the letter in its entirety.

CFTC Commissioner Berkovitz To Participate On The Panel - Regulation & Decentralized Finance - At The Parallel Summit

Date 17/08/2021

WHAT:	Commissioner Dan M. Berkovitz will be a participant on a panel, Regulation & Decentralized Finance, at the Parallel Summit, presented by the Chamber of Digital Commerce
WHEN:	Thursday, August 19, 2021 1:00 p.m. (EDT)
WHERE:	Virtual event. Link not available

Moscow Exchange: Risk Parameters Change For The Security PFE-RM

Date 17/08/2021

As per the Securities market risk parameters methodology, on 17.08.2021, 22-55 (MSK) the upper bound of the price band (up to 3852) and initial margins (up to 15 %) for the security PFE-RM were changed. New values are available here
Welcoming Remarks, Federal Reserve Chair Jerome H. Powell, At Conversation With The Chair: A Virtual Teacher And Student Town Hall Meeting, Washington, D.C. (Via Webcast)

Date 17/08/2021

Thank you, Gigi and Scott, and thanks to everyone for your work in bringing us together today, particularly the Economic Education Group. Congratulations on the launch of Economic Education Month as well. We're very proud of this initiative and looking forward to what you have in store for us in October.

SEC Charges Investment Adviser And Associated Individuals With Causing Violations Of Regulation SHO

Date 17/08/2021

The Securities and Exchange Commission today announced settled charges against Murchinson Ltd.; its principal, Marc Bistricer; and its trader, Paul Zogala (the respondents), for providing erroneous order-marking information that caused executing brokers to violate Regulation SHO. In addition, Murchinson and Bistricer settled charges for causing a dealer to fail to register with the SEC.
CFTC Charges Nebraska Commodity Pool Operator And Its Owner With Fraud And Regulatory Violations

Date 17/08/2021

The Commodity Futures Trading Commission today announced that it has filed a civil enforcement action in the U.S. District Court for the District of Nebraska against commodity pool operator (CPO) Centurion Capital Management, Inc. (Centurion), and its owner, Terry M. Svejda (Svejda) of Blair, Nebraska. The complaint alleges that Centurion and Svejda engaged in commodity pool fraud in connection with commodity futures trading, in that he fraudulently misappropriated participant funds and made false or misleading statements about how their funds would be invested in the commodity pool.
Secondary Market Platforms Set To Revolutionize Retail Investing And Access To The Next Amazon, Tesla Or Coinbase

Date 17/08/2021
- Crowdfunding is energizing new companies – and those looking to raise between $5 million and $25 million have a 90% success rate, according to Rialto Markets research
- US Regulation CF investment smashed all records in 2020
- Regulatory oversight has come to the sector via the type of fully regulated Alternative Trading Systems (ATS) being pioneered by Rialto Markets.ated Alternative Trading Systems (ATS) being pioneered by Rialto Markets.

Moscow Exchange: Risk Parameters Change On Securities Market

Date 17/08/2021

1. CCP NCC is changing the following risk parameters on Securities market starting from August 23, 2021:

№	Ticker	Description	Current market risk rates			New market risk rates
№	Ticker	Description	S_1_min	S_2_min	S_3_min	S_1_min	S_2_min	S_3_min
1	BELU	Beluga Group PJSC	70%	80%	95%	50%	75%	95%
2	FEES	FGC UES PJSC	17%	23%	30%	20%	26%	33%
3	IRAO	Inter RAO UES PJSC	16%	22%	29%	17%	23%	30%
4	MDMG	MD Medical Group Investments	70%	80%	95%	50%	75%	95%
5	QIWI	QIWI plc	33%	50%	75%	25%	31%	38%
6	SGZH	Segezha Group PJSC	70%	80%	95%	50%	75%	95%
7	TCSG	TCS Group Holding PLC GDR	21%	27%	34%	15%	21%	28%
8	RUAL	RUSAL	33%	50%	75%	25%	31%	38%

Private Capital Specialist Holland Mountain Accelerates Global Expansion With Opening Of New York Office - Rapid Growth As Demand Increases For ATLAS Data Solution

Date 17/08/2021

Holland Mountain today announced the opening of its first North America office, reinforcing its commitment to the US market. The alternatives specialist provides the only industry-specific solution that brings private capital data into one place to create a 'single source of truth'.