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  • Fair Place Finance Selects Broadridge’s Blockchain-Based - SRD II Disclosure Solution

    Date 03/03/2022

    To support its new obligations under the Shareholder Rights Directive (SRD II), WealthSeed, a breakthrough digital application for easy investing and personal finance in Poland launched by Fair Place Finance S.A., announced it will utilize a blockchain-based disclosure solution from global Fintech leader, Broadridge Financial Solutions, Inc. (NYSE:BR).

  • HKEX: Exchange Reprimands And Fines HSBC Securities Brokers (Asia) Limited $1 Million For BCAN Breaches

    Date 03/03/2022

    The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited, reprimanded and fined HSBC Securities Brokers (Asia) Limited (HSBC Securities) following disciplinary action taken against it over breaches of various Broker-to-Client Assigned Number (BCAN) requirements set out in the Rules of the Exchange.

  • UK Financial Conduct Authority Taking Assertive Action To Tackle Harm In The Consumer Investments Market

    Date 03/03/2022

    The Financial Conduct Authority (FCA) is taking assertive action to tackle harm in the consumer investments market, as data published today shows it has stopped 1 in 4 firms from entering this market. The FCA is also urging consumers to be InvestSmart and ScamSmart, following an increase in the number of scams being reported to it.

  • London Stock Exchange Group Plc Preliminary Results For The Year Ended 31 December 2021

    Date 03/03/2022

    This release contains revenues, costs, earnings and key performance indicators (KPIs) for the year ended 31 December 2021 (FY). All figures quoted in this release are on an underlying basis. Figures are stated on both a statutory and pro-forma basis for FY 2021 and FY 2020. Pro-forma figures assume that the acquisition of Refinitiv took place on 1 January 2020. All pro-forma and statutory figures exclude the financial contribution from Borsa Italiana which was divested within the period and classed as a discontinued business in both periods. Constant currency variance is calculated on the basis of consistent FX rates applied across the current and prior year period, the conversions have been made from the transactional values, which will eliminate any transactional and translational movements along with any related accounting adjustments. Organic variances have been removed from our disclosure due to the large variances associated with the acquisition of Refinitiv.

  • Hong Kong Securities And Futures Commission Reprimands And Fines HSBC Securities Brokers (Asia) Limited $6.3 Million For Regulatory Breaches

    Date 03/03/2022

    The Securities and Futures Commission (SFC) has reprimanded and fined HSBC Securities Brokers (Asia) Limited (HCCB) $6.3 million for internal control failures and breaches of the Code of Conduct.