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New Zealand Financial Markets Authority Comments On Conflict Of Interest Processes
Date 17/03/2022
The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko today welcomed an independent review into the advice provided to the Minister of Commerce and Consumer Affairs in relation to the appointment of default KiwiSaver providers in 2021.
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US Office Of The Comptroller Of The Currency Assesses $60 Million Civil Money Penalty, Issues Cease And Desist Order Against USAA
Date 17/03/2022
The Office of the Comptroller of the Currency (OCC) today assessed a $60 million civil money penalty against USAA, Federal Savings Bank, for violations of the OCC’s Bank Secrecy Act regulations. The OCC also issued a Cease and Desist Order against the bank based on its failure to establish and maintain an effective Bank Secrecy Act/Anti Money Laundering (BSA/AML) program.
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Nasdaq To Hold First Quarter 2022 Investor Conference Call
Date 17/03/2022
Nasdaq (Nasdaq: NDAQ) has scheduled its First Quarter 2022 financial results announcement.
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ISDA Russian Sanctions And Market Impacts InfoHub
Date 17/03/2022
This page will be updated on a regular basis as relevant information becomes available globally and will serve as the central depository for information from ISDA relating to the impact of Russian sanctions on derivatives markets. If you have any questions or would like additional information in relation to these matters, please email ISDALegal@isda.org.
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Ontario Securities Commission: Statement On Undertaking Given By Binance
Date 17/03/2022
The Ontario Securities Commission (OSC) today published an undertaking given by Binance Holdings Limited and Binance Canada Capital Markets Inc. (together, Binance), which holds these entities accountable for taking steps to address concerns arising from recent events.
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FINRA Issues Reminder About The Scope Of Chief Compliance Officer Supervisory Liability
Date 17/03/2022
FINRA today issued a Regulatory Notice reminding member firms about the scope of broker-dealer chief compliance officer (CCO) supervisory liability under FINRA rules.
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Russian Elites, Proxies, And Oligarchs Task Force Ministerial Joint Statement
Date 17/03/2022
Following the launch meeting of the Russian Elites, Proxies, and Oligarchs (REPO) Task Force, the members from participating countries released the following joint statement
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Readout: US Treasury Climate Counselor And SPEC Senior Advisor Discuss Collaboration To Accelerate Energy Transition
Date 17/03/2022
On Wednesday, March 16, Climate Counselor to U.S. Secretary of the Treasury Janet L. Yellen, John Morton, concluded a visit to Jakarta, Indonesia—the first of an eight-day, three-country trip to Asia to strengthen partnerships and bolster an expedited clean energy transition in the region.
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NGX, CFA Society Nigeria Collaborate To Build Capacity For Efficient Derivatives Market
Date 17/03/2022
Nigerian Exchange Limited (“NGX” or “The Exchange”) and CFA Society Nigeria are set to host a series of workshops and trainings aimed at building capacity of market participants and deepening liquidity for derivatives products in the Nigerian capital market. The first in the series of workshops, themed “Derivatives and the Nigerian Capital Market”, will hold on Wednesday, 23 March 2022 via Zoom.
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Fiserv Wins 2022 FinTech Breakthrough Award For Delivering Access To Real-Time Payments Payments Exchange: RTP Enables Financial Institutions To Quickly And Efficiently Complete Real-Time Payments
Date 17/03/2022
FinTech Breakthrough, an independent market intelligence organization that recognizes the top companies, technologies and products in the global FinTech market, today announced that Fiserv, Inc. (NASDAQ: FISV) a leading global provider of payments and financial services technology solutions, has been named winner of the Best B2B Payments Product in the sixth annual FinTech Breakthrough Awards program. This is the fourth year in a row that Fiserv has had a solution recognized with a Breakthrough Award.
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