News Centre

UK Financial Conduct Authority Fines Sunrise Brokers LLP £642,400 For Serious Financial Crime Control Failings In Relation To Cum-Ex Trading

Date 12/11/2021

Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls.

Moscow Exchange: Risk Parameters Changes For The Security SNGS - Updates

Date 12/11/2021

Please follow the links below to access the information:

Risk parameters change for the security SNGS
Risk parameters change for the security SNGS

Monetary Authority Of Singapore And Singapore FinTech Association Announce Award Winners At Singapore FinTech Festival

Date 12/11/2021

The Monetary Authority of Singapore (MAS) and the Singapore FinTech Association (SFA) announced the award winners of the Global FinTech Hackcelerator, the SFF Global FinTech Awards and the Most Innovative FinTech e-Gifting Award, at the Singapore FinTech Festival. The winners, comprising financial institutions, FinTechs and solution providers, were recognised for their ground-breaking solutions that promote financial inclusion and sustainable development in the financial industry.  

WFE’s Focus Special – COP26

Date 12/11/2021

As part of the World Federation of Exchanges video series on COP26, today we hear from Luxembourg Stock Exchange (LuxSE) who discuss their role as the worlds leading sustainable finance platform, through joining the Net-Zero Financial Services & Providers Alliance. They note that market infrastructure providers, as the link between issuers and investors, have a crucial role to play in accelerating the transition to a low-carbon and more inclusive economy.

Japan Financial Services Agency Publishes An English Translation Of Principles For Model Risk Management

Date 12/11/2021

In June 2021, the Financial Services Agency (FSA) published a consultation document of “Principles for Model Risk Management,” inviting public comments from 25 June to 26 July, 2021. Through the consultation process, the FSA received 87 comments from 61 individuals and organizations. The FSA would like to thank all those who submitted the comments for their cooperation.

Tokyo Stock Exchange: Total Trading Value Of "CONNEQTOR" Exceeds 100 Billion Yen!

Date 12/11/2021

Tokyo Stock Exchange, Inc. (hereinafter referred to as "TSE") launched its RFQ (Request For Quote) platform, CONNEQTOR, in February of this year with the aim of improving liquidity in the ETF market. We are pleased to announce that the trading value via CONNEQTOR has surpassed 100 billion yen since the service was launched.

The Social Chain AG New In The Frankfurt Stock Exchange's Prime Standard

Date 12/11/2021

The Social Chain AG (ISIN: DE000A1YC996) has been listed in the Prime Standard on the Frankfurt Stock Exchange since today. The company was previously included in the Quotation Board.

Moscow Exchange: Risk Parameters Changes For The Security SNGS

Date 12/11/2021

Please follow the links below to access the information:

Risk parameters change for the security SNGS
Risk parameters change for the security SNGS

CFFEX: Notice On Issues Related To The Delivery Of Equity Index Futures And Options Contracts

Date 12/11/2021

Pursuant to the Trading Rules of China Financial Futures Exchange and relevant detailed implementation rules, the last trading day of a CSI 300 Index futures, SSE 50 Index futures, CSI 500 Index futures, and CSI 300 Index options contract is the third Friday of the expiry month. Where the last trading day is a public holiday or trading of that contract is suspended on that day for extraordinary situations or other reasons, the last trading day shall be postponed to the following trading day. Accordingly, the last trading day of IF2111, IH2111, IC2111, and IO2111(CSI 300 Index options contracts expiring in November 2021) is November 19, 2021.

Zhengzhou Commodity Exchange: Notice On Collecting Order Fees For Trading PTA Futures Contracts

Date 12/11/2021

According to Article 27 of the Detailed Rules for Futures Clearing of Zhengzhou Commodity Exchange, Zhengzhou Commodity Exchange has decided upon discussion to collect order fees on PTA futures contracts from the night trading session of November 25, 2021.