News Centre

ASIC Signs MoU With Croatian Financial Services Supervisory Agency

Date 10/12/2021

The Croatian Financial Services Supervisory Agency (CFSSA) and the Australian Securities and Investments Commission (ASIC) have signed a new Memorandum of Understanding (MoU) regarding mutual assistance in the supervision and oversight of managers of alternative investment funds that operate on a cross-border basis, and the entities they delegate functions to or that hold securities on their behalf.

NYSE Group Consolidated Short Interest Report

Date 09/12/2021

NYSE today reported short interest as of the close of business on the settlement date of November 30, 2021.

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date November 30, 2021

Date 09/12/2021

At the end of the settlement date of November 30, 2021, short interest in 3,036 Nasdaq Global Market^SM securities totaled 8,555,941,286 shares compared with 8,508,037,748 shares in 2,993 Global Market issues reported for the prior settlement date of November 15, 2021. The end-of-November short interest represent 2.46 days average daily Nasdaq Global Market share volume for the reporting period, compared with 2.59 days for the prior reporting period.

Moscow Exchange: Risk Parameters Change For The Security PKG-RM

Date 09/12/2021

As per the Securities market risk parameters methodology, on 09.12.2021, 23-20 (MSK) the lower bound of the price band (up to 9013) and initial margins (up to 18.75 %) for the security PKG-RM were changed. New values are available here

Report From SEC Small Business Advocate Details Capital Raising During Past Year

Date 09/12/2021

The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation today issued its 2021 Annual Report that details how entrepreneurs and investors are building companies together from startups to small public companies.

Statement Of CFTC Commissioner Dawn D. Stump

Date 09/12/2021

Earlier this year, I informed Senate Republican Leader Mitch McConnell and the White House that I will not be seeking another five-year appointment at the upcoming conclusion of my current term.  As the President and the United States Senate consider the nomination of others to fill the position, I intend to continue working alongside Acting Chairman Behnam to carry out the important work of the Commodity Futures Trading Commission.

Acting Comptroller Of The Currency Issues Statement On HUD Guidance For Special Purpose Credit Programs

Date 09/12/2021

Acting Comptroller of the Currency Michael J. Hsu issued the following statement today regarding special purpose credit programs:

Recently, the U.S. Department of Housing and Urban Development released guidance clarifying that special purpose credit programs that conform with the Equal Credit Opportunity Act (ECOA) and Regulation B generally do not violate the Federal Fair Housing Act. This guidance confirms that lenders may use properly designed and implemented special purpose credit programs to help address long-standing home mortgage credit needs for groups that have been economically disadvantaged.

CalPERS: Deadline Nears For Public Agency Board Election Nominations - Nomination Forms And Candidate Statements Due December 16

Date 09/12/2021

Active CalPERS members from a public agency interested in seeking election to the public agency position on the CalPERS Board of Administration have a week to complete the nomination process to become candidates.

Nadex Announces 2022 Holidays

Date 09/12/2021

Nadex will observe the following holidays in 2022, and may adjust listing hours for all or some of its contracts on these days:

Moscow Exchange: Risk Parameters Change For The Security HRL-RM

Date 09/12/2021

As per the Securities market risk parameters methodology, on 09.12.2021, 20-08 (MSK) the upper bound of the price band (up to 3459) and initial margins (up to 19.5 %) for the security HRL-RM were changed. New values are available here