News Centre

Measuring Pay Against Performance: Are Shareholders Getting Their Money’s Worth? SEC Commissioner Allison Herren Lee, Jan. 27, 2022

Date 27/01/2022

Financial incentives drive how executives perform in their role as fiduciaries to companies and their shareholders. Understanding what those incentives are and whether they are actually working – that is, if and how they link to company performance – is critical for investors in evaluating a company’s compensation practices.

ISDA - Transition To RFRs Review: Full Year 2021 And The Fourth Quarter Of 2021

Date 27/01/2022

The Transition to Risk-free Rates (RFRs) Review analyzes the trading volumes of over-the-counter (OTC) and exchange-traded interest rate derivatives (IRD) that reference selected alternative RFRs, including the Secured Overnight Financing Rate (SOFR), the Sterling Overnight Index Average, the Swiss Average Rate Overnight, the Tokyo Overnight Average Rate, the Euro Short-Term Rate and the Australian Overnight Index Average.

Kristin Snyder, Deputy Director Of Division Of Examinations, To Leave SEC

Date 27/01/2022

The Securities and Exchange Commission today announced that Kristin Snyder, Deputy Director of the Division of Examinations (EXAMS), is leaving the agency at the end of this month after more than 18 years of service. Joy Thompson has been named Acting Deputy Director and Acting Associate Director of the Private Funds Unit, and Natasha Vij Greiner has been named Acting Co-National Associate Director of the Investment Adviser/Investment Company (IA/IC) Examination Program.

CME Group: Record 1.3 Million SOFR Futures Contracts Traded On January 26 As Liquidity Continues To Shift To SOFR - SOFR Futures Open Interest Surpasses Record 2.8 Million Contracts

Date 27/01/2022

CME Group, the world's leading and most diverse derivatives marketplace, today announced that SOFR futures volume surpassed 1 million contracts for the first time, reaching a new, single-day trading volume record of 1,308,621 contracts and setting a new open interest (OI) record of 2,804,640 contracts on January 26.

Market Structure Updated Metrics

Date 27/01/2022

SEC Staff is pleased to provide you with the following updates:

•  Updated Metrics. Data series containing daily cancel-to-trade ratios, trade-order volumes, hidden rates, and odd-lot rate metrics for Q4 2021 are now available. This data extends to 120 total months the data series you can view in the data visualization tool as well as download in CSV format. The visualization for quote-life data now defaults to Q4 2021.

Statement On The Reopening Of Pay vs. Performance, SEC Commissioner Caroline A. Crenshaw, Jan. 27, 2022

Date 27/01/2022

In 2010, with the passage of the Dodd-Frank Act, Congress recognized the importance of increasing transparency and accountability in executive pay practices. As part of that executive compensation disclosure mandate, the Commission proposed a rulemaking in 2015 that would provide insight into the links between executive pay and company performance. Unfortunately, the Commission let that rule, like other Dodd-Frank rules, languish.

Moscow Exchange: Risk Parameters Change For The Security TDOC-RM

Date 27/01/2022

As per the Securities market risk parameters methodology, on 27.01.2022, 23-23 (MSK) the lower bound of the price band (up to 4669) and initial margins (up to 35 %) for the security TDOC-RM were changed. New values are available here

Fiserv Named To 2022 Bloomberg Gender-Equality Index

Date 27/01/2022

Fiserv, Inc. (NASDAQ: FISV), a leading global provider of financial services technology solutions, has been named to the 2022 Bloomberg Gender-Equality Index (GEI), marking the sixth consecutive year that Fiserv has been recognized for its efforts to build and maintain an inclusive and equitable working environment.

LizAnn Eisen Joins Division Of Corporation Finance As Deputy Director, Disclosure Program

Date 27/01/2022

The Securities and Exchange Commission today announced that LizAnn Eisen has been named Deputy Director, Disclosure Program, for the Division of Corporation Finance. In this role, she will ensure the effectiveness of the division's review of company filings, monitor market trends, and assess emerging risks.

Moscow Exchange: Risk Parameters Changes For The Securities SONY-RM, DHI-RM And TSLA-RM

Date 27/01/2022

Please follow the links below to access the information:

Risk parameters change for the security SONY-RM
Risk parameters change for the security DHI-RM
Risk parameters change for the security TSLA-RM