News Centre

ASIC Amends Market Integrity Rules And Other ASIC-Made Rule Books

Date 10/03/2022

ASIC has introduced new market integrity rules aimed at promoting the technological and operational resilience of securities and futures market operators and participants.

TNS Boosts European Reach With Addition Of Bolsas y Mercados Espaňoles

Date 10/03/2022

Transaction Network Services (TNS) has entered into a new partnership to become a data vendor and connectivity provider with Spain’s principal stock exchange, Bolsas y Mercados Españoles (BME). TNS can now offer market data and order entry access to the Spanish Equity Market SIBE platform (the exchange’s own electronic trading platform) as well as Mercado Español de Futuros Financieros (MEFF) derivatives.

Japan Financial Services Agency: Announcements Pertaining To Global Money Week 2022

Date 10/03/2022

Global Money Week or “GMW” is an international awareness campaign which originally started in 2012 to promote financial education and financial inclusion for children and young people by an NPO named

ETFGI Reports The Bank Of Japan Holds 63% Of The Assets Invested In ETFs Listed In Japan At The End Of February 2022

Date 10/03/2022

ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs/ETPs ecosystem, reported today the Bank of Japan holds 63% of the assets invested in ETFs listed in Japan at the end of February. The ETFs industry in Japan gathered net inflows of US$669 million during February. Assets invested in the ETFs industry in Japan have decreased by 0.7%, from US$518 billion at the end of January to US$515 billion, according to ETFGI's February 2022 Japanese ETFs and ETPs industry landscape insights report, the monthly report which is part of an annual paid-for research subscription service. (All dollar values in USD unless otherwise noted.)

bvc Group Reports Earnings Results as of 4Q21

Date 09/03/2022

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date February 28, 2022

Date 09/03/2022

At the end of the settlement date of February 28, 2022, short interest in 3,326 Nasdaq Global Market^SM securities totaled 10,020,586,922 shares compared with 9,916,446,118 shares in 3,301 Global Market issues reported for the prior settlement date of February 15, 2022. The end-of-February short interest represent 2.68 days average daily Nasdaq Global Market share volume for the reporting period, compared with 2.72 days for the prior reporting period.

The Shareholder Proposal Rule: A Cornerstone Of Corporate Democracy, Renee Jones, SEC Director, Division Of Corporation Finance, Washington D.C., March 8, 2022

Date 09/03/2022

Council of Institutional Investors Spring 2022 Conference

I. Introduction

Thank you so much for inviting me to speak today at the Council of Institutional Investors (“CII”) Spring Conference. This is my first in-person speaking engagement as Director of the Division of Corporation Finance (the “Division”), so I am especially excited to be here with all of you. Before I begin, I would like to remind you that the views I express today are my own, and I am not speaking on behalf of the Commission or the SEC staff.[1]

Readout: US Secretary Of The Treasury Janet L. Yellen’s Meeting With Counterparts From Australia, Canada, New Zealand, And The United Kingdom

Date 09/03/2022

U.S. Treasury Secretary Janet L. Yellen spoke today with counterparts from the “Five Finance Ministries,” which includes Australia, Canada, New Zealand, and the United Kingdom.  Secretary Yellen affirmed the United States’ unwavering support for Ukraine’s sovereignty, and pledged to work with our partners to hold Russia accountable for its unprovoked and illegal invasion of Ukraine.  Secretary Yellen highlighted the unprecedented and coordinated financial pressure measures from the United States and its partners and allies to level significant costs to the Russian economy and President Putin, and stressed the need for close coordination on further strong measures.

Assessing Materiality: Focusing On The Reasonable Investor When Evaluating Errors, Paul Munter, SEC Acting Chief Accountant, March 9, 2022

Date 09/03/2022

Introduction

Under our federal securities laws, public companies are required to disclose certain financial and other information to investors. The basic premise of this disclosure-based regulatory regime is that if investors have timely, accurate, and complete financial and other information, they can make informed, rational investment decisions.

Cboe Global Markets Announces Senior Leadership Changes; Promotion Of David Howson To President

Date 09/03/2022

Cboe Global Markets, Inc. (Cboe: CBOE), a leading provider of global market infrastructure and tradable products, today announced changes to its senior management team under Chief Executive Officer Ed Tilly that reflect the company's global expansion in recent years and position it for its next phase of growth. These changes include the appointment of David Howson to the role of President, effective May 12, 2022.