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Shenzhen Stock Exchange Earnestly Implements The Regulatory Requirements For Specific Swing Trading And Formulates Self-disciplinary Rules To Stabilize The Expectations Of All Market Players

Date 25/07/2023

In order to implement the requirements of the Securities Law, standardize the regulation of specific swing trading, and stabilize market expectations, the CSRC publicly solicited opinions on the Several Provisions on Improving the Regulation of Specific Swing Trading (Exposure Draft) (hereinafter referred to as the “Provisions”) on July 21, 2023. SZSE will do a good job in researching and formulating the supporting self-regulatory rules in accordance with the unified deployment of the CSRC.
New Zealand Financial Markets Authority: Conduct Of Financial Institutions Licensing Begins

Date 25/07/2023

From today the Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – will begin accepting licensing applications for financial institution licences under the Conduct of Financial Institutions (CoFI) regime.
NZX 2023 Interim Results Announcement Date

Date 25/07/2023

Investors and analysts are invited to a teleconference on Friday, 25 August with NZX’s Chief Executive Mark Peterson and Chief Financial & Corporate Officer Graham Law, who will present the financial and trading results for the period ended 30 June 2023.
The EBA Publishes Report On Interdependent Assets And Liabilities In The Net Stable Funding Ratio

Date 24/07/2023

The European Banking Authority (EBA) published today its Report on the treatment of interdependent assets and liabilities in the net stable funding ratio (NSFR). This Report assesses the conditions under which assets and liabilities can be treated as interdependent in the NSFR and the description of the list of activities that are considered to meet those conditions. The EBA has only limited recommendations for the Commission at this stage, which concern extendable maturity triggers for covered bonds and indirect derivatives client clearing activities.
Nasdaq Announces Semi-Annual Changes To The OMX Helsinki 25 Index

Date 24/07/2023

Nasdaq (Nasdaq: NDAQ) announced today the results of the semi-annual review of the OMX Helsinki 25 Index, (Nasdaq Helsinki: OMXH25), which will become effective at market open on Tuesday, August 1, 2023.

Federal Reserve Board Announces A Consent Order And A $268.5 Million Fine With UBS Group AG, Of Zurich, Switzerland, For Misconduct By Credit Suisse, Which UBS Subsequently Acquired In June 2023

Date 24/07/2023

The Federal Reserve Board on Monday announced a consent order and a $268.5 million fine with UBS Group AG, of Zurich, Switzerland, for misconduct by Credit Suisse, which UBS subsequently acquired in June 2023. The misconduct involved Credit Suisse's unsafe and unsound counterparty credit risk management practices with its former counterparty, Archegos Capital Management LP.
UK Prudential Regulation Authority Imposes Record Fine Of £87m On Credit Suisse For Serious Risk Management And Governance Failures In Connection With Archegos Capital Management Exposure

Date 24/07/2023

The Prudential Regulation Authority (“PRA”) has fined Credit Suisse International (“CSI”) and Credit Suisse Securities (Europe) Ltd (“CSSEL”, together with CSI, the “Firms”) £87 million for significant failures in risk management and governance between 1 January 2020 and 31 March 2021, in connection with the Firms’ exposures to Archegos Capital Management (“Archegos"). This is the PRA’s highest fine and the only time a PRA enforcement investigation has established breaches of four PRA Fundamental Rules.
Archegos: FINMA Concludes Proceedings Against Credit Suisse

Date 24/07/2023

In the course of its enforcement proceedings, the Swiss Financial Market Supervisory Authority FINMA found that Credit Suisse had seriously and systematically violated financial market law in the context of its business relationship with the Archegos family office. FINMA is ordering corrective measures from its legal successor, UBS. In addition, FINMA has opened enforcement proceedings against a former Credit Suisse manager. At the same time as FINMA, the authorities in the USA and the UK are also announcing their findings in this matter.
Foreign Transactions On NGX Rise To N145.1bn In Six Months

Date 24/07/2023

Amid the bounce of a new administration and raft of changes in government policies, total foreign transactions performed by investors at the floor of the Nigerian Exchange Limited (NGX) grew to N145.08 billion in the first six months (H1) of 2023.
deutscher-link.com: BaFin Investigates Deutscher-Link

Date 24/07/2023

The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) warns consumers about the company Deutscher-Link and the services it is offering. BaFin has information that the company is providing financial and/or investment services on its website deutscher-link.com without the required authorisation.