News Centre

Hong Kong Securities And Futures Commission: Court Appoints Administrators For Vantage New Generation Securities Limited

Date 06/09/2023

The Securities and Futures Commission (SFC) has obtained an order from the Court of First Instance (CFI) to appoint Ms Chan Pui Sze and Ms Mak Hau Yin of Briscoe Wong Advisory Limited as joint and several administrators of Vantage New Generation Securities Limited (VNGSL, formerly known as Global Group Securities Limited) .

Dalian Commodity Exchange Deals With 58 Cases Of Abnormal Trading In August 2023

Date 06/09/2023

Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In August 2023, 58 cases of abnormal trading and sixteen violation clues were investigated and handled.

SGX Group Welcomes Guotai Junan Futures (Singapore) Pte. Ltd. As Derivatives Trading And Clearing Member

Date 06/09/2023

Singapore Exchange (SGX Group) is pleased to welcome Guotai Junan Futures (Singapore) Pte. Ltd. to its derivatives market as a trading and clearing member.  

Announcement On Amendments To The Measures For Clearing Management Of Dalian Commodity Exchange

Date 06/09/2023

The amendments to the Measures for Clearing Management of Dalian Commodity Exchange, upon discussion and approval at the 35th meeting of the 4th Board of Governors of Dalian Commodity Exhange, are hereby released and will come into effect on the date of promulgation.

Announcement On The Amendments To The Futures Clearing Rules Of Zhengzhou Commodity Exchange

Date 06/09/2023

The Amendments to the Futures Clearing Rules of Zhengzhou Commodity Exchange have been adopted at the 3rd meeting of the 8th Board of Governors of Zhengzhou Commodity Exchange and filed with the China Securities Regulatory Commission. The amendments are now hereby published and shall come into force from the day of its promulgation. 

ASX Group Monthly Activity Report August 2023

Date 06/09/2023

Trading – Cash Markets (including equities, interest rate and warrant trades)

• In August 2023, the average daily number of trades was down 10% on the pcp. The average daily value traded onmarket of $5.417 billion was down 5% on the pcp. 
• Volatility (as measured by the average daily movement in the All Ordinaries Index) was 0.5% in August, in line with pcp. 
• Future volatility (as measured by the S&P/ASX 200 VIX) in August was an average of 11.8, down 18% on pcp

ASIC Takes Aim At The Distribution Of OTC Derivatives And Other High-Risk Products To Retail Clients

Date 06/09/2023

ASIC is taking aim at the broad distribution of over-the-counter (OTC) derivatives and other high-risk retail products after a recent targeted review found significant room for improvement in how they meet their design and distribution obligations (DDO). 

Nasdaq August 2023 Volumes

Date 05/09/2023

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for August 2023 on its investor relations website. A data sheet showing this information can be found at: http://ir.nasdaq.com/financials/volume-statistics.

Deutsche Börse: United Internet To Be Included In MDAX

Date 05/09/2023

• Two changes in SDAX, one in TecDAX
• No adjustments in DAX

SEC Charges Five Advisory Firms For Custody Rule Violations

Date 05/09/2023

The Securities and Exchange Commission today announced charges against five investment advisers for failing to comply with requirements related to the safekeeping of client assets. Three of the firms were also charged with failing to timely update SEC disclosures regarding audits of their private fund clients’ financial statements. All five advisory firms have agreed to settle the SEC’s charges and to pay more than $500,000 in combined penalties.