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Securities Commission Malaysia, SME Corp. Malaysia Sign MoU On Capital Market Financing For MSMEs

Date 26/09/2023

The Securities Commission Malaysia (SC) has signed a Memorandum of Understanding (MoU) with SME Corporation Malaysia (SME Corp. Malaysia) to facilitate greater access to capital market financing for micro, small and medium enterprises (MSMEs).
Independent Chair Appointed For ASX Business Committee

Date 26/09/2023

The ASX Business Committee welcomes its first independent chair following the appointment of experienced financial markets executive Paul Rayson.
SGX Securities Welcomes TSH Resources Berhad To Mainboard

Date 26/09/2023

SGX Securities today welcomed the secondary listing of TSH Resources Berhad (TSH Group) to Mainboard under the stock code “TSH”.
NGX RegCo Unveils Code Of Conduct For Approved Persons Of Trading License Holders Of NGX

Date 25/09/2023

NGX Regulation Limited ("NGX RegCo") is pleased to announce the release of the "Code of Conduct for Approved Persons of Trading License Holders" ("The Code") of Nigerian Exchange Limited (NGX), in keeping with its commitment to promoting high professional standards and ethical conduct within the capital market.

CFTC Commissioner Johnson To Provide Opening Remarks At The CFTC’s Technology And Fraud: Stopping Scams In A Digital World Virtual Event

Date 25/09/2023

WHAT:

Commissioner Kristin N. Johnson will provide opening remarks at a CFTC Office of Customer Education and Outreach and Office of Technology Innovation virtual event on social media investment fraud and artificial intelligence for World Investor Week.

WHEN:

Wednesday, October 4, 2023
12:00 p.m. – 2:30 p.m. (EDT)

WHERE:

Virtual

Additional information: CFTC Announces Technology and Fraud Virtual Event to Explore Social Media Investment Fraud and AI | CFTC

CFTC Commissioner Johnson To Deliver The Manuel F. Cohen Memorial Lecture At The George Washington University Law School

Date 25/09/2023

WHAT:

Commissioner Kristin N. Johnson will deliver the Manuel F. Cohen Memorial Lecture on Artificial Intelligence and the Future of Finance at the George Washington University Law School.

WHEN:

Thursday, October 12, 2023
4:30 p.m. to 6:00 pm (EDT)

WHERE:

George Washington University Law School
Jacob Burns Moot Court Room
2000 H Street, NW
Washington, DC 20052

Additional information: The 2023 Manuel F. Cohen Memorial Lecture - GW Calendar (gwu.edu)

CFTC Commissioner Johnson To Provide A Keynote Address At The Baker Institute Annual Energy Summit

Date 25/09/2023

WHAT:

Commissioner Kristin N. Johnson will provide a keynote speech on Emerging Carbon Markets at the Baker Institute Annual Energy Summit.

WHEN:

Thursday, October 5, 2023

10:00 a.m. – 10:30 a.m. (CDT)
11:00 a.m. – 11:30 a.m. (EDT)

WHERE:

James A. Baker III Hall
Rice University
6100 Main Street
Houston, TX 77005

Additional information: Annual Energy Summit Day 2 — The Evolving Energy Paradigm | Baker Institute

CFTC Commissioner Johnson To Participate In A Fireside Chat At The Fordham Law Blockchain Regulatory Symposium

Date 25/09/2023

WHAT:

Commissioner Kristin N. Johnson will participate in a fireside chat with former CFTC Chair J. Christopher Giancarlo at the Fordham Law Blockchain Regulatory Symposium.

WHEN:

Monday, October 2, 2023
11:10 a.m. – 11:40 a.m. (EDT)

WHERE:

Fordham Law School, Lincoln Center Campus
1 Constantino Room - 2nd Floor
50 62nd Street
New York, NY 10023

Additional information: Fordham Law Blockchain Regulatory Symposium

SDA, S&P Global Market Intelligence And Linklaters | CreateiQ Launch Integration To Streamline End-To-End Negotiation Of Derivatives Documentation

Date 25/09/2023

ISDA, S&P Global Market Intelligence and Linklaters | CreateiQ have announced the launch of an integration between ISDA Create and S&P Global Market Intelligence’s Counterparty Manager service, aimed at simplifying client onboarding and contract lifecycle management by allowing the end-to-end negotiation of key derivatives contracts on one platform.
SEC Charges Cash Flow King Podcast Host With Perpetrating $11 Million Ponzi Scheme

Date 25/09/2023

The Securities and Exchange Commission today charged Matthew Motil, host of the podcast, “The Cash Flow King,” for fraudulently raising approximately $11 million from more than 50 investors in a Ponzi scheme involving notes that were purportedly backed by residential properties.