News Centre

Small Business Advisory Committee June Meeting To Focus On Capital Raising And Reducing Funding Gaps For Underrepresented Founders

Date 02/06/2023

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Wednesday, June 14. The Committee will start the morning session by hearing from its members about marketplace trends in small business capital raising. In the afternoon session, the Committee will discuss ways to remedy the funding gaps for underrepresented founders and startups. Drawing from their breadth of experiences and views, Committee members will also consider potential areas of focus for future Committee meetings.

CFTC Commitments Of Traders Reports Update

Date 02/06/2023

The current reports for the week of May 30, 2023 are now available. Report data is also available in the CFTC Public Reporting Environment (PRE), which allows users to search, filter, customize and download report data.

US Office Of The Comptroller Of The Currency Releases CRA Evaluations For 21 National Banks And Federal Savings Associations

Date 02/06/2023

The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of May 1, 2023, through May 31, 2023. The list contains only national banks, federal savings associations, and insured federal branches of foreign banks that have received ratings. The possible ratings are outstanding, satisfactory, needs to improve, and substantial noncompliance.

Moscow Exchange Announces AGM Results

Date 02/06/2023

On 2 June 2023, Moscow Exchange (MOEX) re-held its Annual General Meeting of Shareholders (AGM) with absentee voting.

EBA Releases The Technical Package For Phase 1 Of Its 3.3 Reporting Framework

Date 02/06/2023

The European Banking Authority (EBA) published today the technical package for phase 1 of version 3.3 of its reporting framework. The technical package provides standard specifications and includes the validation rules, the Data Point Model (DPM) and the XBRL taxonomies for this phase of version 3.3.

SEC: Second Commission Statement Relating to Certain Administrative Adjudications

Date 02/06/2023

June 2, 2023

On April 5, 2022, the Commission issued a Statement Relating to Certain Administrative Adjudications (the “April 5 Statement”) describing a control deficiency related to the separation of enforcement and adjudicatory functions within the agency’s system for administrative adjudication.  As the April 5 Statement explained, for a period of time, certain databases maintained by our Office of the Secretary (“OS”) were not configured to restrict access by staff from our Division of Enforcement (“Enforcement”) to memoranda drafted by staff from the Adjudication Group (“Adjudication”) in our Office of the General Counsel (“OGC”).  As a result, in a number of adjudicatory matters, administrative support staff from Enforcement responsible for maintaining Enforcement’s case files accessed Adjudication memoranda via OS’s databases.  In many instances, those administrative staff also emailed Adjudication memoranda to other administrative staff for potential upload to Enforcement databases; once uploaded, the memoranda became accessible more broadly to Enforcement staff.

BOX Options Market: Additional Trading Slices And Symbol Redistribution – Reminder

Date 02/06/2023

This notice is being issued by BOX Options Market LLC (“BOX”) to provide a final reminder regarding the introduction of four additional Trading Slices and associated symbol redistribution previously detailed in IC-2022-34, IC-2023-02, IC-2023-68, and IC-2023-113.

Nigerian Exchange Market Report For June 2nd, 2023

Date 02/06/2023

The market opened for four trading days this week as the Federal Government of Nigeria declared Monday 29th May 2023 as Public Holidays to commemorate the inauguration of the newly elected President of the Federal Republic of Nigeria.

SIFMA Statement On Congressional Passage Of The Debt Ceiling Deal

Date 02/06/2023

SIFMA today issued the following statement from president and CEO Kenneth E. Bentsen, Jr. on Congressional passage of the debt ceiling deal:

NGX RegCo, ISSB, FRCN To Host Webinar On Sustainability Disclosure Standards

Date 02/06/2023

NGX Regulation Limited (NGX RegCo), in collaboration with the International Sustainability Standards Board (ISSB) and Financial Reporting Council (FRC) of Nigeria, is set to host a 3-day workshop/webinar on sustainability disclosure standards for companies as well as investors in the capital market.