News Centre

ASIC Calls For Greater Focus On Material Business Risk Disclosure In Annual Reports

Date 30/11/2022

ASIC is calling on company directors to ensure material business risks are adequately disclosed in annual reports to better inform shareholders and prospective investors.

Shenzhen Stock Exchange And The Ministry Of Natural Resources Jointly Hold The Roadshow Week For Investment In And Financing Of Small And Medium Maritime Enterprises And Scientific And Technological Achievements

Date 30/11/2022

From November 24 to 28, the Roadshow Week for Investment in and Financing of Small and Medium Maritime Enterprises and Scientific and Technological Achievements was jointly held by SZSE and the Ministry of Natural Resources (MNR). The activity aims to help promote the clustering and circulation of maritime production factors, facilitate deep integration of technology and capital with the maritime industry, and serve the high-quality development of the maritime economy.

Managed Funds To Improve Marketing Oversight Following ASIC Surveillance

Date 30/11/2022

An ongoing ASIC surveillance of managed funds has raised concerns that some responsible entities must do more to meaningfully oversee the way in which their funds are marketed to investors.  

Keynote Address By Dato’ Seri Dr. Awang Adek Hussin, Chairman, Securities Commission Malaysia, FPAM Annual Signature Financial Planning Symposium 2022 - Theme: The Excellence In Practice Management

Date 30/11/2022

According to the SC Chairman, Dato’ Seri Dr. Awang Adek Hussin, the financial planning industry is an essential component of the Malaysian capital market. It plays a crucial role in empowering Malaysians to achieve their financial goals. This entails building and maintaining trust and confidence of clients, both existing and prospective, and the broader public as a whole.

New Zealand Financial Markets Authority Progressing CoFI Implementation With Publication Of Licensing Materials

Date 30/11/2022

The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko is continuing to progress preparations for the Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI), with the release of a suite of materials for banks, insurers and non-bank deposit takers (NBDTs). 

Trading Technologies Extends TT® Premium Order Types Market Coverage To Include Four Major APAC Exchanges - Sophisticated Algorithmic Execution Strategies Available For Products On SGX, JPX, ASX and HKEX

Date 30/11/2022

Trading Technologies International, Inc. (TT), a global provider of high-performance professional trading software, infrastructure and data solutions, announced the addition of four major Asia-Pacific (APAC) exchanges to marketplaces supported by TT Premium Order Types, its new suite of sophisticated algorithmic execution strategies. Fully integrated with the TT platform, the highly advanced synthetic order types now support trading of products listed on Singapore Exchange (SGX Group). In addition, support for products traded on Australian Securities Exchange (ASX), Hong Kong Exchanges and Clearing Limited (HKEX) and Japan Exchange Group (JPX) will be available before year end.

Cboe Global Markets Finalizes Investor Partners For Cboe Digital Business

Date 29/11/2022

• Cboe Digital and its partners committed to bringing trusted, transparent, regulatory-first approach to digital assets
• Investor partners to receive equity minority ownership stake, committed to development of Cboe Digital
• Aim to leverage Cboe's experience as a global market operator and expertise of partner firms to create foundation for Cboe Digital that will help it play a role in evolving digital asset ecosystem globally

BOX Options Market: Trade Management System For Clearing Operations

Date 29/11/2022

Beginning December 5, 2022, BOX Options Market LLC (“BOX”) will offer BOX’s Trade Management System (“TMS”) application to Participants. The TMS will allow Participants to perform post-trade clearing operations and create and maintain Give-Ups in real-time. Additionally, BOX will assess Participants a TMS subscription fee of $350 per month, per user.

US Treasury Announces Guidance On Inflation Reduction Act’s Strong Labor Protections - Guidance Starts 60-Day “Clock” For Key Labor Provisions To Take Effect

Date 29/11/2022

Today, the Treasury Department announced initial guidance on the Inflation Reduction Act’s strong labor standards that firms must meet to qualify for enhanced clean energy and climate tax incentives. The guidance, which can be read in full here and will be published in the Federal Register tomorrow, is an important first step toward making sure the Inflation Reduction Act supports good-paying jobs in the clean energy industry, expands workforce training pathways into these jobs, and lowers costs for American families.

FRTB IMA DRC And The 3 Basis Point Floor

Date 29/11/2022

As part of the default risk charge (DRC) in the internal models approach (IMA) within the Fundamental Review of the Trading Book (FRTB), the Basel Committee on Banking Supervision (BCBS) has set a floor of 3 basis points (bp) for the probability of default (PD) of any entity. This input floor applies to all entities and primarily impacts the highest rated AAA sovereigns.