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  • New Zealand Financial Markets Authority: Financial Advice Regulatory Regime - Now In Full Effect

    Date 17/03/2023

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - is marking the final major milestone in the new financial advice regime: the end of the transitional licensing phase. With full licensing now in effect, this will continue to give Kiwis greater confidence in consistent standards across the financial advice industry. 

  • Hong Kong Securities And Futures Commission Issues Guidance In Light Of New Mainland Rules For Overseas Listings

    Date 17/03/2023

    The Securities and Futures Commission (SFC) today released guidance to reflect the Mainland’s new regulations for overseas listings which will take effect on 31 March 2023.

  • CFFEX: Notice On Adjusting The Fees For Equity Index Futures

    Date 17/03/2023

    With the approval of the China Securities Regulatory Commission (CSRC), the fees for closing out intraday positions in CSI 300, SSE 50, CSI 500 and CSI 1000 Index futures contracts will be adjusted to 0.023% of the notional value effective March 20, 2023.

  • Shanghai Stock Exchange Appoints Members Of Second Sci-tech Innovation Advisory Committee

    Date 17/03/2023

    The first Sci-tech Innovation Advisory Committee (hereinafter referred to as the Advisory Committee) of the Shanghai Stock Exchange (SSE) has provided great professional support in building the STAR Market and evaluating the sci-tech innovation attributes of enterprises. In order to implement the national innovation-driven development strategy and facilitate sci-tech self-reliance and self-strengthening at higher levels, under the guidance of the China Securities Regulatory Commission, the SSE has optimized the operating mechanism of the Advisory Committee, adjusted its member structure and enriched its expert resources. In accordance with relevant institutional rules and procedures, it has drawn up a list of members of the second Advisory Committee and hereby made it public.

  • Japan Financial Services Agency: “FIN/SUM 2023”

    Date 17/03/2023

    Financial Services Agency, JAPAN (JFSA) will jointly organize “FIN/SUM 2023” with Nikkei, Inc. This event  is meant to discuss issues around FinTech etc. It will be held from March 28 to 31, 2023.