News Centre

More Financial Advisors In Ontario To Have Their Credentials Officially Approved - The New Self-Regulatory Organization Of Canada Expresses Intent To Become Credentialing Body

Date 27/03/2023

The Financial Services Regulatory Authority of Ontario (FSRA) and the New Self-Regulatory Organization of Canada (New SRO) are working on how the New SRO can become a credentialing body for financial advisors under FSRA’s Financial Professionals Title Protection Framework.

MIAX Exchange Group - Holiday Schedule - Good Friday 2023

Date 27/03/2023

Please be advised MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Pearl Equities Exchanges will be closed on Friday, April 7, 2023 in observance of Good Friday.  Weekly Options Expiration for the week ending Friday, April 7, 2023 will take place on Thursday, April 6, 2023.

Bank Oversight, Federal Reserve Vice Chair For Supervision Michael S. Barr, Before The U.S. Senate Committee On Banking, Housing, And Urban Affairs, Washington, D.C.

Date 27/03/2023

Chairman Brown, Ranking Member Scott, and other members of the Committee, thank you for the opportunity to testify today on the Federal Reserve's supervisory and regulatory oversight of Silicon Valley Bank (SVB).

CFTC Chairman Behnam To Testify Before The House Committee On Appropriations

Date 27/03/2023

CFTC Charges Binance And Its Founder, Changpeng Zhao, With Willful Evasion Of Federal Law And Operating An Illegal Digital Asset Derivatives Exchange

Date 27/03/2023

The Commodity Futures Trading Commission today announced it has filed a civil enforcement action in the U.S. District Court for the Northern District of Illinois charging Changpeng Zhao and three entities that operate the Binance platform with numerous violations of the Commodity Exchange Act (CEA) and CFTC regulations. The complaint also charges Samuel Lim, Binance’s former chief compliance officer, with aiding and abetting Binance’s violations.

Binance Volume Plummets After End Of Zero-Fee Trading - Kaiko Research: Data Debrief

Date 27/03/2023

Welcome to the Data Debrief! Bitcoin continues to trade at 9-month highs after the Fed hiked rates by a quarter percentage point, suggesting increases are nearing an end. Crypto markets largely ignored news that Coinbase was served a Wells notice, the SEC charged Justin Sun with market manipulation, and Sushi received a subpoena from the SEC. 

IOSCO: Monitoring Group Welcomes Important Step In Implementing Its Recommendations With The Establishment Of The International Foundation For Ethics And Audit

Date 27/03/2023

The Monitoring Group (MG) is responsible for the overall governance of the international audit and ethics standard-setting system, including conducting periodic effectiveness reviews. In July 2020, the MG issued its recommendations Strengthening the International Audit and Ethics Standard-Setting System (MG Recommendations).

Nasdaq Names Ato Garrett As Investor Relations Officer

Date 27/03/2023

Nasdaq (Nasdaq: NDAQ) today announced that Ato Garrett has joined the company as Senior Vice President and Investor Relations Officer, reporting to Ann Dennison, Executive Vice President and Chief Financial Officer. In his role, Garrett will be responsible for Nasdaq’s global investor relations strategy and leading the company’s overall engagement with the investment community.

Supply Matters − Speech By Bank Of England Governor Andrew Bailey, Given At London School Of Economics

Date 27/03/2023

Supply matters

Pirum Appoints Graeme Perry As New Business Development Representative

Date 27/03/2023

Pirum has further bolstered its Business Development team to meet the growth in demand seen across its full suite of front office and post-trade services and welcomes Graeme Perry into the role of Business Development Representative.