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Japan Financial Services Agency: Contribution Of “The Crypto-Asset World Is Sobering Up” To The Eurofi Magazine

Date 27/04/2023

Tomoko AMAYA, Vice Minister for International Affairs, contributed an interview article on crypto-assets titled “The crypto-asset world is sobering up” to the Eurofi Magazine published on April 26, 2023.  This article presents the lesson learned from the recent dislocation of crypto-assets and stablecoins, Japan’s regulatory framework on crypto-assets and the need for global coordination on regulation and supervision of crypto-assets.

ASIC Releases Updated Guidance For Licensees On Reportable Situations

Date 27/04/2023

ASIC has today released updated guidance for industry on making notifications to ASIC under the reportable situations regime (formerly breach reporting).

Japan Financial Services Agency: A Speech On “Four Lessons Learned From Recent Events: Do Not Miss The Real Issues” At The Eurofi High Level Seminar 2023

Date 27/04/2023

On April 26, 2023, Tomoko AMAYA, Vice Minister for International Affairs, gave a speech titles “Four Lessons Learned from Recent Events: Do not miss the real issues” at the Eurofi High Level Seminar 2023. This speech presents the following four lessons learned by banks and authorities based on recent events.

Japan Exchange Group: Candidates For Directors, etc.

Date 27/04/2023

Japan Exchange Group, Inc. (JPX) hereby announces that it and its subsidiaries have nominated candidates for directors and other officers to be put forth for approval at their respective Annual General Shareholders Meetings and Ordinary General Meeting of Members to be held on June 16, 2023. The new candidates are as follows.

Keynote Speech Of CFTC Commissioner Kristin N. Johnson: Emphasizing Risk Management And Governance In The CryptoEcosystem, Eurofi High Level Seminar, Stockholm, Sweden

Date 26/04/2023

Good evening.  Thank you David Wright, Didier Cahen, and everyone at Eurofi for coordinating this week’s exceptional convening, here in Stockholm, Sweden. Ahead of my remarks, please note that the views that I will share today are my own.

SEC’s Division Of Investment Management To Host Inaugural Conference On Emerging Trends In Asset Management

Date 26/04/2023

The Securities and Exchange Commission’s Division of Investment Management today announced it will host virtually an inaugural Conference on Emerging Trends in Asset Management on Friday, May 19, 2023. The conference will bring together a variety of asset management industry participants and academics to discuss emerging trends in asset management. The full agenda with a list of speakers is available here.

Remarks At The 42nd Annual Small Business Forum, SEC Commissioner Mark T. Uyeda, Washington D.C., April 26, 2023

Date 26/04/2023

Good afternoon. It is a pleasure to address this Forum on Small Business Capital Formation. Today’s panel will focus on the successes and challenges facing smaller funds, including barriers to entry for emerging fund managers. This topic is not new. In fact, last year’s Forum also included a panel on emerging fund managers and their role in diversifying capital. One policy recommendation arising out of that panel was for the Commission to “[s]upport underrepresented emerging fund managers – specifically minorities and women...”

Deutsche Börse Group Starts The 2023 Financial Year With Further Significant Growth

Date 26/04/2023

Deutsche Börse Group has just published its quarterly statement Q1/2023. Please scroll down for the link to the entire report. 

CFTC Chairman Behnam To Be Featured Guest for Odd Lots Podcast At ISDA’s 37th Annual General Meeting

Date 26/04/2023

BOX Exchange: Bid-Ask Differentials For Various Symbols Through June 17, 2023

Date 26/04/2023

BOX Exchange LLC (“BOX”), recently distributed Notice 2023-31 detailing modified bid-ask differentials for certain option classes effective through June 17, 2023.