News Centre

Hong Kong Securities And Futures Commission Commences Legal Proceedings Against AMTD Global Markets Limited And Its Former Executives For Non-Compliance In IPO-Related Investigations

Date 23/11/2023

The Securities and Futures Commission (SFC) has commenced legal proceedings asking the Court of First Instance to inquire into the circumstances of non-compliance by AMTD Global Markets Limited (AMTD, currently known as orientiert XYZ Securities Limited) and its former executives with the SFC’s notices in initial public offerings (IPOs)-related investigations.

Qatar Stock Exchange Concludes Investment Campaign In New York To Showcase Qatari Listed Companies

Date 23/11/2023

Qatar Stock Exchange concluded an investment forum in New York aimed at showcasing its leading listed companies, at a roadshow that took place on November 20 and 21, hosted at Bank of America’s offices. The roadshow, which was part of QSE’s strategy to expand its investor base, attract further foreign investment and showcase the strength and potential of Qatar’s capital markets.

Announcement On Implementing Trading Limits On Zhengzhou Commodity Exchange Products

Date 23/11/2023

According to Article 28 and Article 30 of the Risk Control Rules of Zhengzhou Commodity Exchange, Zhengzhou Commodity Exchange (ZCE) has decided upon discussion that from the night trading session of November 24, 2023, to implement trading limits on PTA, Methanol, Flat Glass, Rapeseed Meal, Rapeseed Oil, White Sugar, Cotton and Soda Ash Futures. 

SGX-Listed Issuers Improve Sustainability Reporting; Climate Disclosures Underdeveloped

Date 23/11/2023

A biennial study by Singapore Exchange Regulation (SGX RegCo) and the Centre for Governance and Sustainability (CGS) at the NUS Business School has found that listed issuers of all sizes have improved in terms of sustainability reporting since the first study conducted in 2019. The average 2023 score was 75 points out of a possible 100 versus 72 in 2021 and 61 in 2019.

Fund Management Company Chaired By Veteran Diplomat Kishore Mahbubani Ties Up With ADDX To List Diversified Deep-Value Equity Fund - The Fund Is Invested In More Than 1,300 Listed Companies Across 17 Countries And Targets A Compound Annual Growth Rate Of 8%; An ADDX-Exclusive Share Class Is Available To Investors At A Minimum Of S$10,000 And With 0% Performance And 0% Management Fees For The First Two Years

Date 23/11/2023

Global private market exchange ADDX has listed a deep-value equity fund, managed by Aggregate Asset Management (AAM), that uses machine learning to optimise investment strategy and returns.

Deutsche Börse: DAX Capping Will Be Adjusted To 15 Per Cent

Date 22/11/2023

• New capping rule will apply for DAX, MDAX, SDAX and TecDAX
• Applicable for the first time with the index review March 2024

CFTC Commitments Of Traders Reports Update

Date 22/11/2023

Due to the Federal holiday on Thursday, November 23, the weekly Commitments of Traders report will be released on Monday, November 27 at 3:30pm. Report data is also available in the CFTC Public Reporting Environment (PRE), which allows users to search, filter, customize and download report data.

SEC Small Business Advisory Committee To Discuss The Accredited Investor Definition And The Role Of Diversity In The Investment Process

Date 22/11/2023

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Wednesday, Nov. 29, which will include a discussion of the accredited investor definition and diversity and the investment process. Members of the public can watch the live meeting via webcast on www.sec.gov.

ISDA: Response To FSB On CCP Resolution Resources

Date 22/11/2023

On November 20, ISDA, FIA and the Institute of International Finance submitted a joint response to the Financial Stability Board (FSB) on its consultation on financial resources and tools for central counterparty (CCP) resolution. In the response, the associations express concern that the proposed approach leaves too much flexibility to resolution authorities, and call for more transparency and predictability on what may happen in a resolution scenario, including the tools resolution authorities may use and the circumstances and order in which resolution authorities would be likely to deploy those tools.

FSB Middle East And North Africa Group Discusses Regional Financial Stability Issues And Cross-Border Payments

Date 22/11/2023

The Financial Stability Board (FSB) Regional Consultative Group for the Middle East and North Africa (RCG MENA) met today in virtual format.