News Centre

Aquis Exchange PLC Final Results For The Year Ended 31 December 2022

Date 30/03/2023

• 24% increase in net revenue marks continuation along growth trajectory

RISKGRID Launches Cloud-Based “As A Service” Risk Assessment Solution - Comprehensive Automation, Management, And Monitoring Tools Harness Enterprise-Wide Value From - And De-Risking Of - Financial Firms’ Risk Assessment Processes And Workflows

Date 30/03/2023

RISKGRID has launched a cloud-based ‘as a Service’ Risk Assessment platform to enable financial services firms to automate and standardise fragmented, cross-enterprise risk assessment practices, and to harness value and eliminate risk from internal risk assessment processes.

London Stock Exchange Group PLC Transaction in Own Shares

Date 30/03/2023

London Stock Exchange Group plc (LSEG) announces today that it has purchased the following number of its voting ordinary shares of 6^79/86 pence each on the London Stock Exchange through its corporate stockbroker Citigroup Global Markets Limited (Citi) as part of the third tranche of its share buyback programme, as announced on 20 March 2023:

Shenzhen Stock Exchange Answers Reporters'Question On The"Three Transparents And Two Improvements"Campaign

Date 30/03/2023

Implementing the registration-based IPO system across the board is a major reform that involves the overall situation of the capital market and an important measure for the capital market to refine basic rules and regulations, give play to the functions of the market, improve the business environment, and better support scientific and technological innovation. To ensure steady implementation of the reform, SZSE has, centering on the goals of the reform, taken up the responsibilities as the implementer of the reform and carried out the “Three Transparents and Two Improvements” Campaign. It is designed to deepen transparent review, transparent supervision and transparent service and promote the improvement in review quality and efficiency and in the culture of integrity so as to build a transparent, honest, quality registration-based IPO system. Relevant officials of SZSE recently answered reporters’ questions regarding the action.

Dalian Commodity Exchange: Notice On Trading Hour Arrangements For 2023 Qingming Festival

Date 30/03/2023

In accordance with the Notice on 2023 DCE Market Holiday Arrangements, the trading hour arrangements of Dalian Commodity Exchange (DCE) for the 2023 Qingming Festival are hereby notified as follows:

SGX Securities Welcomes Mirae Asset Securities As New DLC Issuer

Date 30/03/2023

• Mirae Asset Securities to list 10 new USD-denominated DLCs designed to offer investors wider investment options

ISDA: Australia

Date 29/03/2023

Joint ISDA and AFMA’s response to ASIC’s Consultation Paper 366 – Proposed amendments to  the ASIC Derivative Transaction Rules (Clearing) 2015: Second consultation & Draft DTR Instrument.

Staff Statement Regarding The Risk Legend Used By Non-Transparent Exchange-Traded Funds Operating In Reliance Of An Exemptive Order Under The Investment Company Act Of 1940 - SEC Division Of Investment Management Staff

Date 29/03/2023

To date, the Commission has granted exemptive relief to a number of sponsors to operate actively managed ETFs that do not provide daily portfolio transparency (non-transparent ETFs). Under the terms of its exemptive relief, each non-transparent ETF uses in its prospectus, fund website and any marketing materials a risk legend (“Risk Legend”) to highlight for investors the differences between the non-transparent ETF and fully transparent actively managed ETFs as well as certain costs and risks unique to non-transparent ETFs.

CFTC Commissioner Goldsmith Romero To Participate In A Fireside Chat At The Chainalysis’ Links 2023 Conference

Date 29/03/2023

Testimony At Hearing Before The Subcommittee On Financial Services And General Government, SEC Chair Gary Gensler, Washington D.C., March 29, 2023

Date 29/03/2023

Good afternoon, Chair Womack, Ranking Member Hoyer, and members of the Subcommittee. Thank you for inviting me to testify today on the Securities and Exchange Commission’s Fiscal Year (FY) 2024 budget request. As is customary, I’d like to note that my views are my own, and I am not speaking on behalf of my fellow Commissioners or the SEC staff.