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  • NYBOT FCOJ Futures Price Limits For Back Months Now Eight Cents

    Date 16/10/2006

    The New York Board of Trade® (NYBOT®), the world’s leading “soft” commodity exchange, announced today that commencing with the start of trading on Tuesday, October 17, 2006, and pursuant to exchange rules, the daily price limit for FCOJ “Back Months” futures contracts will expand from 5 cents above and below the prior day settlement price to 8 cents above and below the prior day settlement price. As of October 17, Back Months for FCOJ futures are all contract months from the March 2007 through

  • Standard & Poor's Announces Changes In The S&P/TSX Venture Composite Index

    Date 16/10/2006

    Standard & Poor's will make the following changes in the S&P/TSX Venture Composite Index after the close of trading on Monday, October 16, 2006: Forsys Metals Corp. (TSXVN:FSY) will be removed from the index. The company will graduate to the TSX to trade under the same ticker symbol.

  • NYSE Group Names Brian Gimlett, Senior Vice President, Security

    Date 16/10/2006

    NYSE Group, Inc. (NYSE: NYX) has appointed Brian Gimlett to the position of Senior Vice President, Security. Mr. Gimlett, who will join the NYSE Group on October 23, will be responsible for the security and fire safety of the NYSE Group’s worldwide facilities while also serving as the Exchange’s primary liaison with local, state, federal and international law enforcement agencies.

  • NASD Fines Citizens Bank Affiliate, CCO Investment Services Corp., $850,000 For Supervisory, Recordkeeping, Telemarketing, Other Violations - Firm Failed To Implement Procedures Relating To Variable Annuity Sales To Elderly

    Date 16/10/2006

    NASD announced today that it has fined CCO Investment Services Corp., a wholly-owned subsidiary of Citizens Bank of Rhode Island, a total of $850,000 for failing to establish, maintain and enforce a reasonably designed supervisory system and written procedures relating to a series of issues - including customer suitability reviews, telemarketing compliance, internal inspections, review of written correspondence, registration of offices, and review and approval of 529 Plan business.

  • UK's Financial Services Authority: Stress Testing Thematic Review

    Date 16/10/2006

    This letter, which is signed by David Strachan, was sent to chief executives of large firms supervised in the FSA's Retail Markets Business Unit. Large firms supervised in the FSA's Wholesale and Institutional Markets Business Unit were sent a similar letter signed by Thomas Huertas.