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ASIC Releases May 2023 Financial Adviser Exam Results

Date 16/06/2023

ASIC has released exam results from the 21st Financial Advisers Exam cycle, held in May 2023.

New Zealand Financial Markets Authority: Ice Futures US Review

Date 16/06/2023

ICE Futures U.S., Inc. (IFUS) was licensed to operate the IFUS derivatives market in New Zealand from 1 December 2014 until 5 April 2023, when its licence was cancelled at IFUS's request. The FMA was required to report, at least once every two years, on how well IFUS was meeting its obligations as a licensed market operator.

SGX RegCo Reprimands Former Directors Of Nutryfarm International Limited, Cheng Meng, Terence Luk Chung Po, Ng Poh Khoon Jimmy, Neo Chee Beng, Lee Pih Peng, Levin Lee Keng Weng And Low Chin Parn Eric

Date 16/06/2023

Public Reprimand: Breach of Listing Rule

1. Pursuant to Listing Rule 1405(3)(c)(ii), Singapore Exchange Regulation (“SGX RegCo”) exercises its direct enforcement powers and reprimands the former directors of Nutryfarm International Limited (the “Company”):

New Zealand Financial Markets Authority: Ice Futures Europe Review

Date 16/06/2023

Ice Futures Europe (IFEU) is licensed to operate the IFEU derivatives market in New Zealand. The FMA is required to report, at least once every two years, on how well IFEU is meeting its obligations as a licensed market operator. 

Treasury International Capital Data For April

Date 15/06/2023

The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for April 2023.  The next release, which will report on data for May 2023, is scheduled for July 18, 2023.

Michele Layne, Director Of Los Angeles Regional Office, To Leave SEC - Cindy Eson And Kate Zoladz Named Acting Co-Directors Of Los Angeles Office

Date 15/06/2023

The Securities and Exchange Commission today announced that Michele Layne, the Director of the Los Angeles Regional Office, is leaving the agency this month after more than 27 years of service. Cindy Eson and Kate Zoladz will become Acting Co-Directors upon Ms. Layne’s departure.

New York Attorney General James Recovers $1.7 Million From Cryptocurrency Platform For Operating Illegally - CoinEx Required To Stop Operating In The U.S., Pay Penalties, And Refund New York Investors

Date 15/06/2023

• AG James Has Recovered More Than $500 Million from Crypto Industry for Violating New York Laws

FIA: DMIST Publishes Trade Allocations Standard And Launches Consultation On Average Pricing

Date 15/06/2023

FIA and DMIST, the Derivatives Market Institute for Standards, jointly announce the publication of the Final Standard for Improving Timeliness of Trade Give-Ups and Allocations. DMIST also released a consultation paper on average pricing.

Canadian Securities Administrators Announces Exemption From Certain Filing Requirements Of National Instrument 24-101 Institutional Trade Matching And Settlement

Date 15/06/2023

The Canadian Securities Administrators (CSA) today published a Notice announcing a temporary exemption on the applicability of section 4.1 of National Instrument 24-101 Institutional Trade Matching and Settlement (NI 24-101) for registered dealers and advisers with respect to the exception reporting requirement of NI 24-101.

CME Group Inc. Announces Second-Quarter 2023 Earnings Release, Conference Call

Date 15/06/2023

CME Group Inc. will announce earnings for the second quarter of 2023 before the markets open on Wednesday, July 26, 2023. Written highlights for the quarter will be posted on the company's website at 6:00 a.m. Central Time, the same time it provides its earnings press release. The company will also hold an investor conference call that day at 7:30 a.m. Central Time, at which time company executives will take analysts' questions.