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SIFMA Applauds White House Statement On The Importance Of Foreign Investment

Date 10/05/2007

The Securities Industry and Financial Markets Association (SIFMA) applauded the White House statement on open investment policies and free trade released today.
CFTC And The NASAA Join Forces To Warn Public Of Foreign Currency (Forex) Trading Frauds - Regulators Join Forces To Warn Public Of Foreign Currency Trading Frauds

Date 10/05/2007

The Commodity Futures Trading Commission (CFTC) and the North American Securities Administrators Association (NASAA) today issued a joint investor alert to warn of the dangers facing retail investors who are lured into foreign currency (forex) trading frauds.
SEC Charges Two Securities Professionals With Insider Trading

Date 10/05/2007

The Securities and Exchange Commission today charged Jennifer Xujia Wang, an employee of Morgan Stanley & Co., Inc., and her husband, Ruben Chen a.k.a. Ruopian Chen, a former employee of ING Investment Management Services, LLC, with insider trading.
NYMEX, OilAnalytics to Provide Market Data and Analysis for Energy Markets

Date 10/05/2007

The New York Mercantile Exchange, Inc. and energy consultancy OilAnalytics today announced the launch of NYMEX Direct Analytics, a service that will enable energy professionals to access key supply and demand data that drives global energy pricing through the NYMEX website, www.nymex.com.
NYSE Arca Options Adds Four New Market Makers - 29 Market Making Firms Increasing Volume, Market Quality And Liquidity

Date 10/05/2007

NYSE Euronext (NYSE Euronext: NYX) subsidiary, NYSE Arca Options today announced that it is adding four new Market Makers (MMs) to its options trading platform for a total of 29 market making firms. Since the launch of NYSE Arca Options last year, 10 new market making firms have been added to the platform.

TSX Group Inc. Supports Innovative Market Solutions

Date 10/05/2007

At a speech at DeGroote School of Business in Burlington Ontario today, Rik Parkhill, President of TSX Markets said, “We, at TSX, operate in a very competitive global environment and we see competition in our listings, trading and data business everyday. We provide neutral, central marketplaces of superior technological construction and of the highest possible integrity. In each of the last three years, TSX Group’s technology budget has been approximately $50 million including $6.6 million in
Presentation To The Financial Services Policy Summit - "Capital Markets And European Competitiveness" - By Michel Prada - Chairman Autorité Des Marchés Financiers

Date 10/05/2007

Click here to download the presentation to the Financial Services Policy Summit - "Capital Markets and European Competitiveness" - by Michel Prada, Chairman, Autorité des marchés financiers.
SEC: Office Of The Chief Accountant Names Academic Fellows

Date 10/05/2007

The Securities and Exchange Commission's Office of the Chief Accountant today announced the selection of Stephen Brown, William R. Kinney, Jr., and K. Ramesh as Academic Accounting Fellows for one-year terms beginning this summer.
KCBT Memorial Day Trading Hours - Schedule For Days Surrounding Memorial Day

Date 10/05/2007

In coordination with U.S. stock and commodity exchanges, the Kansas City Board of Trade will observe the following trading hours on the days before and after the upcoming Memorial Day holiday on Monday, May 28, 2007.
NYMEX To Host US Debut Of Royal Canadian Mint's 220-LB, 99.999% Pure Gold Bullion Coin With A $1 Million Face Value

Date 10/05/2007

The New York Mercantile Exchange, Inc. (NYMEX) will host the Royal Canadian Mint (RCM) for the U.S. debut of two new products to the international gold bullion market: the world's first 220-pound (100 kilogram), 99999 pure gold bullion coin with a $1 million face value and a 99999 pure one-ounce Gold Maple Leaf (GML) bullion coin at the NYMEX headquarters in Lower Manhattan on May 16.