News Centre

SGX Group Announces New Structure To Scale Multi-Asset Business

Date 14/09/2023

• Michael Syn, in his new role as President and Head of Global Markets Division, will oversee all asset classes
• New structure will harness the strengths of our multi-asset offering to capture growth opportunities in Asia and beyond

Monetary Authority Of Singapore Issues Prohibition Orders Against Three Arrows Capital’s Zhu Su And Kyle Livingston Davies

Date 14/09/2023

The Monetary Authority of Singapore (MAS) has issued nine-year prohibition orders (POs) against Mr Zhu Su and Mr Kyle Livingston Davies for contraventions of the Securities and Futures Act 2001 (SFA) and Securities and Futures (Licensing and Conduct of Business) Regulations (SFR).  Mr Zhu was the Chief Executive Officer and Director of Three Arrows Capital Pte Ltd (TACPL), while Mr Davies was the Chairman and Director.

ASIC Consults On Insolvent Trading Guidance

Date 14/09/2023

ASIC has released Consultation Paper 372 Guidance on insolvent trading safe harbour provisions: Update to RG 217 seeking feedback on our proposed updates to Regulatory Guide 217 Duty to prevent insolvent trading: Guide for directors (RG 217).  

SGX Group And BlackRock Spearhead Landmark Climate Action ETF, Catalysing Sustainable Investing In Asia

Date 14/09/2023

• Reflects SGX’s stewardship in index investing, cementing our leadership in indices, passive investing and derivatives globally
• ETF is anchored by Prudential, one of the largest asset owners in Asia and a member of the NZAOA

Generation Investment Management's 7th Annual Sustainability Trends Report Highlights The Bold New Policy Commitments Underpinning The Critical Period For Action On The Climate Crisis

Date 14/09/2023

Generation Investment Management, the sustainable investment manager, today published its seventh Sustainability Trends Report, which annually seeks to answer the question of where the world stands in the transition to a low-emissions economy.  This year's assessment analyses how climate change has moved to the centre of global politics and how rapid shifts in policy are transforming the outlook for the energy transition across the global economy – from the power sector and transportation to buildings, industrials, land use and climate finance.  

Nadex Amends Rulebook, Clarifying Definitional Terms, Member Obligations, And Providing Technical Amendments To Certain Contract Specifications

Date 13/09/2023

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (the “Act”), and §40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act, North American Derivatives Exchange, Inc. d/b/a crypto.com | Derivatives North America (“Nadex”) submitted to the Commission its intent to amend the following Rules:

CFTC Chairman Behnam To Speak At Flowcarbon’s Carbon Smart Summit

Date 13/09/2023

SEC Proposes Improvements To EDGAR Filer Access And Account Management

Date 13/09/2023

The Securities and Exchange Commission today proposed rule and form amendments to improve filer access to and management of accounts on the SEC’s EDGAR system. The proposed amendments would require EDGAR filers to authorize identified individuals who would be responsible for managing filers’ EDGAR accounts. In addition, individuals acting on behalf of filers on EDGAR would need individual account credentials to access those EDGAR accounts and make filings. If the proposed amendments are later adopted, the SEC will make technical changes to EDGAR, including to make available to EDGAR filers certain Application Programming Interfaces (APIs) for machine-to-machine submissions on EDGAR and retrieval of related filing information.

Statement On EDGAR, SEC Chair Gary Gensler, Sept. 13, 2023

Date 13/09/2023

Today, the Commission voted to propose amendments regarding login, password, and other account access protocols for filers and other registrants using the Electronic Data Gathering, Analysis, and Retrieval System, commonly known as EDGAR. I am pleased to support these proposed amendments because, if adopted, they would enhance EDGAR’s security and further improve filers’ access to the EDGAR system.

Robinhood Markets, Inc. Reports August 2023 Operating Data

Date 13/09/2023

Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) today reported selected monthly operating data for August 2023: