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  • Tim Ryan Appointed CEO Of SIFMA

    Date 16/01/2008

    The Securities Industry and Financial Markets Association (SIFMA) today announced that it has appointed T. Timothy Ryan, Jr. as Chief Executive Officer. Ryan will spend the remainder of January visiting with regional members and other major constituents. Beginning in early February, he will be headquartered in SIFMA’s New York office.

  • Regulation And Listed Corporates: The AMF's New Quarterly Newsletter

    Date 16/01/2008

    The AMF is launching a new quarterly newsletter titled Regulation and Listed Corporates. The launch is part of the AMF's Better Regulation initiative aimed at fostering closer industry dialogue, explaining its activities more clearly and promoting the French regulatory model internationally.

  • CFTC Proposes To Expand Registration Exemption For Foreign-Based Intermediaries

    Date 16/01/2008

    The Commodity Futures Trading Commission (CFTC) has proposed Regulation 3.10(c)(4) that would permit certain foreign firms to introduce institutional U.S. customers to registered Futures Commission Merchants (FCMs) in connection with trading on U.S. exchanges, without having to register as an introducing broker (IB).

  • CME Group Issues Statement In Response To SEC Ruling On CBOE Exercise Rights

    Date 16/01/2008

    CME Group, the world's largest and most diverse exchange, issued the following statement in response to the SEC's ruling on Chicago Board Options Exchange's (CBOE) "rule interpretation" terminating exercise rights and creating a temporary trading permit program:

  • Börse Berlin Equiduct Trading Selects Kts For Market Data Web Portal

    Date 16/01/2008

    Börse Berlin announced today that it has selected KTS Plc, a leading provider of real-time market data solutions, to develop and provide ongoing hosting for the Web Portal giving online access to real-time market data to be produced by Börse Berlin Equiduct Trading at the launch of its new pan-European trading platform ETS. The system will be accessible via the Börse Berlin Equiduct Trading website from April 2008 enabling users to view the Equiduct VBBO (Virtual Best Bid/Offer). Pre and pos