Mondo Visione Worldwide Financial Markets Intelligence

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  • Nasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date September 15, 2023

    Date 26/09/2023

    At the end of the settlement date of September 15, 2023, short interest in 3,247 Nasdaq Global MarketSM securities totaled 10,586,849,412 shares compared with 10,277,162,921 shares in 3,267 Global Market issues reported for the prior settlement date of August 31, 2023. The mid-September short interest represents 3.23 days compared with 3.40 days for the prior reporting period.

  • NYSE Group Consolidated Short Interest Report

    Date 26/09/2023

    NYSE today reported short interest as of the close of business on the settlement date of September 15, 2023.

  • SEC Charges California Advisory Firm AssetMark For Failing To Disclose Multiple Financial Conflicts

    Date 26/09/2023

    The Securities and Exchange Commission today announced that Concord, California-based registered investment adviser AssetMark Inc. has agreed to pay more than $18 million to settle charges related to undisclosed conflicts of interest involving a cash sweep program operated by its affiliated custodian and its receipt of millions of dollars in revenue sharing payments from third-party custodians.

  • CFTC - POSTPONED: October 5, 2023 Meeting Of The Global Markets Advisory Committee

    Date 26/09/2023

    The meeting of the Commodity Futures Trading Commission’s Global Markets Advisory Committee (GMAC) scheduled for Thursday, October 5, 2023 from 1:00 p.m. to 5:00 p.m. (Eastern Daylight Time) is being postponed to a later date to be determined.

  • Nasdaq To Hold Third Quarter 2023 Investor Conference Call

    Date 26/09/2023

    Nasdaq (Nasdaq: NDAQ) has scheduled its Third Quarter 2023 financial results announcement.

    WHO:
    Nasdaq’s CEO, CFO, and additional members of its senior management team
       
    WHAT:
    Review Nasdaq’s Third Quarter 2023 financial results
       
    WHEN:
    Wednesday, October 18, 2023
      Results Call: 8:00 AM Eastern


    Senior management will be available for questions from the investment community following prepared remarks.

    All participants can access the conference via webcast through the Nasdaq Investor Relations website at: http://ir.nasdaq.com/.