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NASDAQ Announces The Annual Re-Ranking Of The NASDAQ-100 Index

Date 11/12/2009

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the annual re-ranking of the NASDAQ-100 Index(R), effective with the market open on Monday, December 21, 2009.
Quarterly Changes To The NASDAQ Q-50 Index

Date 11/12/2009

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the quarterly reranking of the NASDAQ Q-50 Index(SM) (Nasdaq:NXTQ), which will become effective with the market open on Monday, December 21, 2009.
Standard & Poor’s Announces Changes In S&P/TSX Canadian Indices

Date 11/12/2009

Standard & Poor's Canadian Index Operations announces the following index changes as a result of the Quarterly S&P/TSX Composite Index Review.
CFTC Chairman Gary Gensler Comments On House Passage Of H.R. 4173

Date 11/12/2009

U.S. Commodity Futures Trading Commission Chairman Gary Gensler today commented on the passage of H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009, which included key provisions to regulate the over-the-counter derivatives marketplace.
SEC Chairman Schapiro Statement On House-Passed Financial Regulatory Reform Legislation

Date 11/12/2009

Securities and Exchange Commission Chairman Mary Schapiro today made the following statement on the financial regulatory reform legislation passed by the U.S. House of Representatives today: "I applaud the House for taking this historic step to bolster investor protections and fill gaps in our financial regulatory framework. I look forward to continuing to work with Congress on this very significant legislation."

BATS Exchange Names Joe Bracco Head Of Us Sales, Vice President - Industry Veteran Joined Bats In February 2008, Assumes Role December 1st

Date 11/12/2009

BATS Exchange, an innovative and technology leading U.S. securities exchange, announces the promotion of Joe Bracco to head of US sales and vice president, effective December 1st, 2009.
Futures Industry Association Statement On Passage Of H.R. 4713

Date 11/12/2009

The Futures Industry Association today issued the following statement in response to the passage of H.R. 4713, The Wall Street Reform and Consumer Protection Act of 2009. The Futures Industry Association has long favored closing gaps in the regulation of derivatives and promoting the value of the price discovery and hedging benefits provided by futures markets. The legislation passed today by the House of Representatives is an important step in this process. We lo
The Special Master For TARP Executive Compensation Rules On Compensation Structures For Certain Executive Officers And Most Highly Compensated Employees 26 – 100

Date 11/12/2009

Today, the Special Master for TARP Executive Compensation, Kenneth R. Feinberg, released his second round of rulings on executive compensation packages for firms that received exceptional Troubled Asset Relief Program (TARP) assistance. These determinations cover compensation structures for the 26 – 100 most highly compensated employees plus executive officers, who were not subject to the Special Master's October 22, 2009, decisions. Unlike the October rulings, which addressed specific amounts
SIFMA’s Ryan Statement On House Passage Of Regulatory Reform

Date 11/12/2009

The Securities Industry and Financial Markets Association (SIFMA) today released the following statement from President and CEO T. Timothy Ryan, Jr. upon the House of Representatives passing the Wall Street Reform and Consumer Protection Act of 2009.
Statement Of U.S.Treasury Secretary Tim Geithner On Passage Of H.R. 4173, The Wall Street Reform And Consumer Protection Act Of 2009

Date 11/12/2009

The U.S. Department of the Treasury today released the following statement from Secretary Tim Geithner on the passage of H.R. 4173 – The Wall Street Reform and Consumer Protection Act of 2009: “I commend the House for passing* H.R. 4173 – The Wall Street Reform and Consumer Protection Act of 2009. President Obama called on Congress to enact comprehensive reform of our Nation’s financial regulatory system in response to last year’s financial collapse. The President set forth c