Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

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  • Bank Of England Statement: James Staley

    Date 12/10/2023

    Please see below a Prudential Regulation Authority spokesperson quote:

    “We support the FCA’s decision announced today against Jes Staley. It is imperative that senior managers act with integrity and are open and cooperative with the regulators”

  • ESMA Consults On Possible Changes To Annual Fees For Tier 1 Third Country Central Counterparties

    Date 12/10/2023

    The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today launches a public consultation on the revision of the Delegated Regulation regarding fees charged to Tier 1 third country central counterparties (CCPs) under the European Market Infrastructure Regulation (EMIR).

  • UK Financial Conduct Authority Decides To Fine And Ban James Staley

    Date 12/10/2023

    Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised.

  • ESMA Puts Forward Expectations Towards Effective Circuit Breaker Implementation

    Date 12/10/2023

    The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is today publishing a supervisory briefing on circuit breakers, which provides a comprehensive overview of supervisory expectations regarding the calibration of circuit breakers implemented by trading venues (TVs). 

  • Bank Of England: Emma Huepfl Appointed As New Commercial Property Forum Chairperson

    Date 12/10/2023

    Emma has over thirty years’ experience in the UK commercial property markets, having previously established two independent businesses managing bank and institutional capital investing into UK real estate debt.  She was Co-Head of the EMEA Credit platform of CBRE Investment Management from 2019-2022, where she also served on the firm’s Global Investment Committee. Her industry service includes nine years as a board member for CREFC, the trade body for the real estate finance industry, which she chaired between 2019 and 2021. She is a current non-executive board member of April Mortgages Ltd.