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Speech By SEC Chairman Mary L. Schapiro: Remarks At The 2nd Annual CCOutreach BD National Seminar
Date 10/03/2009
Good morning and thank you Lori for the kind introduction. I am so pleased to be here with you. It is quite fitting that one of my early public tasks as Chairman of the SEC is to welcome all of you, the stewards of compliance at your firms, to the second CCOutreach National Seminar for Chief Compliance Officers of broker-dealer firms. I'm thrilled also to be here with Rick Ketchum, the incoming Chairman and CEO of FINRA, and to wish him all the best as he takes the helm at FINRA.
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NYSE Group Inc. Issues Short Interest Report
Date 10/03/2009
The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of February 27, 2009.
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Financial Market Supervision: European Commission Launches Consultation Of Interested Parties
Date 10/03/2009
The European Commission is launching a consultation on the improvement of supervision for the financial services sector. Following the report of the high-level group on financial supervision in the EU chaired by Jacques de Larosière, published on 25 February 2009, the Commission intends to come forward by the end of May 2009 with a Communication setting out its proposals on the future of the EU supervisory architecture followed by specific legislative mea
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Everything To Play For! Let's Climb Out Of The Crisis Together, And Opt For Progress!: A Timely EESC - Conference To Assess Economic Recovery Plans On The Eve Of The European Spring Council
Date 10/03/2009
The European Economic and Social Committee (EESC) will host a high-level conference on 17 March 2009 in Brussels, which will assess the implementation and initial results of the national economic recovery plans in the European Union. EESC President Mario Sepi will open the conference, which will present the views of European economic and social councils and feature European Commission President José Manuel Barroso and Commissioners Joaquín Almun
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NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date February 27, 2009
Date 10/03/2009
At the end of the settlement date of February 27, 2009, short interest in 2,532 NASDAQ Global Market(sm) securities totaled 6,928,787,193 shares compared with 6,782,308,848 shares in 2,533 Global Market issues reported for the prior settlement date of February 13, 2009. The end-of-February short interest represents 3.12 days average daily NASDAQ Global Market share volume for the reporting period, compared with 3.24 days for the prior reporting period.
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NYSE Alternext US Issues Short Interest Report
Date 10/03/2009
NYSE Alternext US LLC today reported short interest as of the close of business on the settlement date of February 27, 2009.
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TMX Group Inc. Announces Introduction Of Non-Binding Shareholder Advisory Vote On Executive Compensation In 2010
Date 10/03/2009
TMX Group Inc. today announced that it will provide its shareholders with an advisory vote on executive compensation at annual meetings. This advisory vote, which will be non-binding, will be submitted to shareholders beginning at its annual meeting to be held in 2010.
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Direct Edge Now Available on NYSE Technologies’ SFTI Network - NYSE Technologies’ SFTI Network Now Links to All Displayed U.S. Equity Markets
Date 10/03/2009
NYSE Euronext’s (NYX) commercial technology unit, NYSE Technologies, today announced that its Secure Financial Transaction Infrastructure® (SFTI®) network has completed connectivity to the Direct Edge, the fourth largest U.S. equities marketplace. SFTI continues to be the leader in low-latency connectivity for U.S. markets and increasingly in Europe where the SFTI network is being expanded aggressively.
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SEC, FINRA Announce 2009 <i>CCOutreach BD</i> Regional Seminars
Date 10/03/2009
The Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) today announced the opening of registration for five CCOutreach BD regional seminars in 2009.
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NYSE Euronext Appoints Ronald Kent Executive Vice President, Head Of International Listings, EMEA And Asia
Date 10/03/2009
NYSE Euronext today announced the appointment of Ronald Kent as Executive Vice President, Head of International Listings, for Europe, the Middle East and Africa (EMEA) and Asia.
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