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CFTC Staff Allows The Offer And Sale In The United States Of The Tokyo Stock Exchange’s (TSE’s) Mini Futures Contract Based On The TOPIX And TSE’s Futures Contracts Based On The TOPIX Core30 Index And TSE REIT Index
Date 13/11/2009
The Commodity Futures Trading Commission's (CFTC's) Office of General Counsel today announced that it issued a no-action letter on November 9, 2009, permitting the offer and sale in the United States of the Tokyo Stock Exchange’s (TSE) mini futures contract based on the TOPIX and TSE’s futures contracts based on the TOPIX Core30 Index and TSE Real Estate Investment Trust (REIT) Index.
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Securities Regulators To Talk Financial Literacy With Students
Date 13/11/2009
The Securities and Exchange Commission today announced a new financial literacy outreach program to promote financial literacy to elementary school students.
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BATS Files With SEC To Launch Options Trading - Operator Of BATS Exchange And BATS Europe On Schedule For Early 2010 US Options Launch
Date 13/11/2009
BATS Global Markets, an innovative global financial markets technology company, today announced it officially filed rules with the Securities and Exchange Commission (SEC) to launch a US equity options trading platform in early 2010 (announced separately July 8, 2009).
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Paul Beswick Named SEC Deputy Chief Accountant In Charge Of Accounting Group
Date 13/11/2009
The Securities and Exchange Commission today announced that Paul A. Beswick has been named the Deputy Chief Accountant overseeing the Accounting group within the agency's Office of the Chief Accountant.
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TMX Information Processor Names Peter S. Jarvis, CFA Governance Committee Chair
Date 13/11/2009
The TMX Information Processor, operated by TSX Inc., is pleased to announce the appointment of Peter S. Jarvis, CFA as Chair of the TMX Information Processor Governance Committee.
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Shanghai Stock Exchange Tightens Punishment over Illegal Accounts
Date 13/11/2009
The Shanghai Stock Exchange (SSE) strengthened its supervision over speculation on newly issued stocks on the market by centralized risk alerts to a number of accounts prone to speculation on new stocks and taking measures including written warning and trading restriction towards some accounts seriously violating regulations.
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NYSE Euronext Kicks Off Global Entrepreneurship Week With “Mentoring Madness” At The New York Stock Exchange On Monday, November 16
Date 13/11/2009
CNBC’s Maria Bartiromo hosts entrepreneurship discussion featuring Snoop Dogg, Blake Mycoskie, Stephen Hanson, and Barry Sternlicht mtvU’s “Movers & Changers” contest winner selected; awarded $25,000 start-up funds <
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Paul Beswick Named SEC Deputy Chief Accountant In Charge Of Accounting Group
Date 13/11/2009
The Securities and Exchange Commission today announced that Paul A. Beswick has been named the Deputy Chief Accountant overseeing the Accounting group within the agency's Office of the Chief Accountant.
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Borsa Italiana: New CEOs For Cassa Di Compensazione & Garanzia And Monte Titoli
Date 13/11/2009
Paolo Cittadini, Cassa Compensazione & Garanzia CEO Andrea Giochetta, Monte Titoli CEO
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SEC Charges Madoff Computer Programmers
Date 13/11/2009
The Securities and Exchange Commission today charged two computer programmers for their role in helping convicted Ponzi schemer Bernard L. Madoff cover up the fraud at Bernard L. Madoff Investment Securities LLC (BMIS) for more than 15 years.
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