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Date 08/10/2009
SEC Publishes 2010-2015 Draft Strategic Plan For Public Comment
The Securities and Exchange Commission today published for public comment its Draft Strategic Plan that outlines the Commission’s strategic goals for fiscal years 2010 through 2015.
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Date 08/10/2009
Program Trading Averaged 29.7 Percent Of NYSE Volume During Sept. 28-Oct. 2
The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms’ executed volume from NYSE’s orders database. The report includes trading on the NYSE for Sept. 28-Oct. 2.
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Date 08/10/2009
Summary Of September 2009 Activities At TOCOM
Tokyo Commodity Exchange today announced that September trading volume averaged 103,997 contracts per day, up 1.2 percent from August 2009, down 35.2 percent from September 2008. Monthly average daily volume per product was as follows:
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Date 08/10/2009
CFTC Requests Public Comment On Application Submitted By Media Derivatives, Inc., For Designation Of A Contract Market
The Commodity Futures Trading Commission (CFTC) is asking for public comment on an application submitted by Media Derivatives, Inc., for designation as a contract market. Comments should be submitted on or before Monday, November 5, 2009.
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Date 08/10/2009
LSE Falls To All-Time Low FTSE 100 Market Share - BATS Europe Sets 2nd Straight Record With 9.69%
LSE recorded its second consecutive all-time market share low in the FTSE 100 with 57.96% today as BATS Europe set its second record in a row – 9.69%.
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Date 08/10/2009
Toronto Stock Exchange, TSX Venture Exchange And Montréal Exchange Closed For Thanksgiving
Toronto Stock Exchange, TSX Venture Exchange and Montréal Exchange will be closed on Monday, October 12, 2009 for Thanksgiving. Natural Gas Exchange will remain open for regular trading.
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Date 08/10/2009
The Options Clearing Corporation Board Of Directors Welcomes Three New Members
The Options Clearing Corporation (OCC) announced today the elections of Andrew D. Kolinsky, President of Citadel Execution Services; Philip A. Pendergraft, Chief Executive Officer at Penson Worldwide, Inc. and Tom Stern, CEO of optionsXpress International, to the OCC Board of Directors.
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Date 08/10/2009
MICEX Achieves The Status Of Full Member Of The World Federation Of Exchanges
The World Federation of Exchanges (WFE) has decided to approve the MICEX as a full member of the Federation. The decision was made on 6 October at the meeting of the General Assembly of the WFE, held in Vancouver. The General Assembly addressed the issue of upgrading the status of the MICEX’s membership in the WFE, the leading association in the exchange industry, comprised of more than 100 exchanges. Before, the MICEX had the status of corresponding member (“correspondent”) of WSE, which it
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Date 08/10/2009
FINRA Bars Former New York Broker For Defrauding Elderly Investor Of More Than $500,000
The Financial Industry Regulatory Authority (FINRA) announced today that it has barred former New York broker Sergio M. Del Toro from the securities industry for defrauding a 90-year-old Minnesota man of $511,000. Del Toro's customer was living in a nursing home with his 87-year-old wife at the time. The customer died in 2006, before the customer's daughter brought Del Toro's activities to FINRA's attention.
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Date 08/10/2009
Dubai Gold & Commodities Exchange Monthly Update October 2009
Click here to download the monthly update newsletter from DGCX.
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