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  • Court Orders Jeffery A. Lowrance And His Company To Pay More Than $4.5 Million For Operating Foreign Currency Ponzi Scheme - Court’s Order Permanently Bars Lowrance From Commodity-Related Activity

    Date 04/11/2011

    The U.S. Commodity Futures Trading Commission (CFTC) today announced it obtained a default judgment and permanent injunction against Jeffery Alan Lowrance, formerly of Houston, Texas, and his New Zealand company, First Capital Savings and Loan (First Capital). They are required to pay jointly and severally a $3.3 million civil monetary penalty and $1.2 million in restitution for a fraudulent off-exchange foreign currency (forex) scheme (see CFTC Press Release 6074-11, July 15, 2011).

  • TMX: Top 20 Largest - Consolidated Short Position Report – Highlights - October 31, 2011

    Date 04/11/2011

    Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending October 31, 2011.

  • CFTC Statement Regarding Enforcement Investigation Of The Silver Markets

    Date 04/11/2011

    The Commodity Futures Trading Commission today issued the following statement:

    “In September of 2008, the Commission announced the existence of an enforcement investigation into the possibility of unlawful acts in silver markets. Since that time, the staff has analyzed over 100,000 documents and interviewed dozens of witnesses and obtained expert advice. It has been a long, detailed, and thorough investigation, and it continues in an appropriate and considered manner.”

  • CBOE Holdings Congratulates Mcgraw-Hill And CME Group On Joint Venture

    Date 04/11/2011

    CBOE Holdings, Inc. (NASDAQ: CBOE) issued today the following statement regarding the announced McGraw-Hill and CME Group Inc. joint venture:

    "We congratulate our partner, McGraw-Hill, and our VIX Network Partner, CME Group Inc. on today's announced joint venture. We believe the creation of S&P/Dow Jones indexes is a net positive to the growth of the index option business and for options customers," said William J. Brodsky, CBOE Holdings Chairman and Chief Executive Officer.

  • TSX Block List Leaders - October 2011

    Date 04/11/2011

    Block Trade Summaries

    TSX Block List LeadersTM

    Block trades are large trades with a volume of 10,000 shares or more and a value of $100,000 or more. The TSX Block List Leaders lists shows the top ten brokers chosen by their customers to execute these significant block trades on Toronto Stock Exchange. The leaders are measured by volume and value of blocks traded.