FTSE Mondo Visione Exchanges Index:
News Centre
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Date 07/04/2010
TMX Group Travels To China To Promote Trading On Toronto Stock Exchange And TSX Venture Exchange
TMX Group CEO Thomas Kloet and Robert Fotheringham, Senior Vice President, Trading, TMX Group, are in Shanghai, China today to promote Canada’s capital markets to investors and to develop ties with the country’s regulators.
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Date 07/04/2010
Tokyo Stock Exchange Monthly Short Selling Value
Click here to download Tokyo Stock Exchange's short selling value for March 2010.
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Date 07/04/2010
Dubai Mercantile Exchange Shares Q1 2010 Update With Industry Stakeholders
2010 has started on a positive note for the DME characterized by record physical deliveries, increasing liquidity, record open interest and several useful industry engagements.
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Date 07/04/2010
FINRA Files Complaint Against Morgan Keegan & Company For Misleading Customers Regarding Risks Of Bond Funds And Advertising, Other Violations -FINRA Seeks Fine, Disgorgement Of Profits, Full Restitution To Customers
The Financial Industry Regulatory Authority (FINRA) announced today that it has filed a complaint against Morgan Keegan & Company, Inc., charging the firm with marketing and selling seven affiliated bond funds to investors using false and misleading sales materials – costing investors well over $1 billion. In addition to an unspecified fine, FINRA is seeking disgorgement of all ill-gotten profits and full restitution for affected investors.
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Date 07/04/2010
NYSE Regulation Announces Disciplinary Actions For April 2010
NYSE Regulation, Inc. today announced its monthly disciplinary actions for April 2010.
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Date 07/04/2010
SEC Charges Morgan Keegan And Two Employees With Fraud Related To Subprime Mortgages
The Securities and Exchange Commission today announced administrative proceedings against Memphis, Tenn.-based firms Morgan Keegan & Company and Morgan Asset Management and two employees accused of fraudulently overstating the value of securities backed by subprime mortgages.
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Date 07/04/2010
Wiener Börse Monthly Statistics - March 2010
Click here to download Wiener Börse's monthly statistics for March 2010.
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Date 07/04/2010
TMX Group Inc. To Hold Its Annual Meeting And Report Results For Q1 2010 On Wednesday, April 28, 2010
On Wednesday, April 28, 2010, TMX Group Inc. will hold its Annual and Special Meeting for shareholders in Toronto at the Design Exchange, 234 Bay Street, at 2:00PM EDT.
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Date 07/04/2010
ASX Markets Supervision (ASXMS) Quarterly Activity Report – March 2010
New listing activity in Q3 FY10, while 45% lower than the highs achieved in the previous quarter, was still approximately 162% greater than the previous corresponding period (pcp). There were 2,102 listed entities supervised as at 31 March 2010, largely in line with the figure at the end of Q2 FY10. The number of Participants (ASX, ACH, ASTC, SFE and SFECC) supervised in Q3 FY10 also remained steady compared to previous periods. There were 167 Listing Rule wai
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Date 07/04/2010
DIFC Authority Appoints Marwan Ahmad Lutfi As Deputy CEO And Head Of Business Development
The Dubai International Financial Centre (DIFC) Authority today announced that it has appointed Marwan Ahmad Lutfi as its Deputy CEO and Head of Business Development for the DIFC Authority.
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