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“Fall Feelings: Treasury Markets’ Efficiency And Resiliency” Remarks Before SIFMA, SEC Chair Gary Gensler, Washington D.C., Nov. 7, 2023

Date 07/11/2023

Good afternoon. Thank you, Ken. As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff.
SIFMA’s Board Of Directors Announces Newly Elected Officers For 2023-2024

Date 07/11/2023

Following the fall Board Meeting and the SIFMA Annual Meeting, the Association’s Board of Directors announced it has elected the following principal officers to leadership positions on the Board for 2023-2024:
B.C. Securities Commission Offering Money For Qualified Tips Through New Whistleblower Program

Date 07/11/2023

The B.C. Securities Commission (BCSC) will start paying people who provide helpful information about investment fraud and other serious types of market misconduct.
CFTC Releases FY 2023 Enforcement Results

Date 07/11/2023

The Commodity Futures Trading Commission today released its enforcement results for Fiscal Year 2023 that include a record setting number of digital asset cases, actions to hold registrants to their regulatory obligations, manipulation and spoofing actions, and precedent-setting court decisions in complex litigations. The 2023 annual enforcement actions demonstrate the CFTC’s unwavering commitment to promote the integrity, resilience, and vibrancy of the United States derivatives markets. In FY 2023, the CFTC’s Division of Enforcement (DOE) filed 96 enforcement actions charging fraud, manipulation, and other significant violations in diverse markets, including digital assets and swaps markets, resulting in over $4.3 billion in penalties, restitution and disgorgement.
Remarks At The Practicing Law Institute’s 55th Annual Institute On Securities Regulation, SEC Commissioner Mark T. Uyeda, New York, NY, Nov. 7, 2023

Date 07/11/2023

Thank you, Keir [Gumbs], for that kind introduction. It is nice to see you, Meredith [Cross] and Joan [McKown], all of whom I have known for most, if not all, of my time at the Commission. Congratulations to each of you for chairing what is one of the premier securities regulation conferences in the country.

BIS: Platform Lending And Innovation

Date 07/11/2023

In recent years, large technology companies (big techs) operating on platforms have ventured into loan provision. The vendors' financing activity is of interest to the platform as it allows it to potentially extract higher rents from transactions than traditional banks. However, as fees collected on the marketplace and the interest rate offered to borrowers are inherently related, and not all vendors have investment opportunities, it is not clear whether the entry of big tech platforms into the credit market has a positive or negative effect on the economy relative to a situation where only banks provide loans.
NGX RegCo Empowers Retail Investors With Capacity Building Workshop

Date 07/11/2023

NGX Regulation Limited (NGX RegCo), in line with its unwavering commitment to enhance retail investor participation, is excited to announce its forthcoming retail investors' webinar. This event is designed to equip retail investors with invaluable insights, innovative strategies, and approaches for successful participation in the Nigerian capital market.
Using Economic Data To Understand The Economy, Federal Reserve Governor Christopher J. Waller, At "Beyond The Numbers," A Conference Hosted By The Research Division Of The Federal Reserve Bank Of St. Louis, St. Louis, Missouri

Date 07/11/2023

Thank you, Katrina, for inviting me here today.1 As I hope you all know, the Federal Reserve uses monetary policy to achieve its dual mandate of maximum employment and price stability. One of my key roles as a policymaker is to help determine what stance of policy will move the economy closer to that reality. To do that, I need to try to understand where the economy stands and where it is headed. And to do that, I look at a variety of economic and financial data.
Financial Promotion Exemptions For High Net Worth Individuals And Sophisticated Investors: A Government Consultation

Date 07/11/2023

This is the government’s response to the consultation which proposed reforms to the Financial Promotion Order exemptions for high net worth individuals and sophisticated investors. The consultation ran from 15 December 2021 to 9 March 2022.
Purdue University/CME Group Ag Economy Barometer: Farmer Sentiment Rises As Producers Report Improved Financial Conditions On Their Farms

Date 07/11/2023

There was a slight uptick in agricultural producers' sentiment in October, as the Purdue University/CME Group Ag Economy Barometer index rose 4 points to a reading of 110. The modest improvement in farmer sentiment resulted from farmers' improved perspective on current conditions on their farms as well as their expectations for the future. The Index of Current Conditions rose 3 points to 101 while the Index of Future Expectations rose 5 points to 114. This month's Ag Economy Barometer survey was conducted from October 16-20, 2023.