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SIFMA Applauds DOL Decision To Re-Propose Fiduciary Definition Rule
Date 19/09/2011
SIFMA today released the following statement from Ken Bentsen, executive vice president of public policy and advocacy regarding the Department of Labor’s decision to re-propose its rule on the definition of a fiduciary under the Employee Retirement Income Security Act.
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Speech By SEC Chairman Mary Schapiro: Opening Statement At SEC Open Meeting — Conflicts Of Interest Relating To Certain Securitizations
Date 19/09/2011
Good Morning. This is an open meeting of the U.S. Securities and Exchange Commission on Sept. 19, 2011.
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Semi-Annual Changes To The NASDAQ OMX Clean Edge Smart Grid Infrastructure Index
Date 19/09/2011
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) and Clean Edge, Inc. announced today the results of the semi-annual evaluation of the NASDAQ OMX Clean Edge Smart Grid Infrastructure Index (Nasdaq:QGRD), which will become effective with the market open today.
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SEC Proposes Rule To Prohibit Conflicts Of Interest In Certain Asset-Backed Securities Transactions
Date 19/09/2011
The Securities and Exchange Commission today voted unanimously to propose a rule intended to prohibit certain material conflicts of interest between those who package and sell asset-backed securities (ABS) and those who invest in them.
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Semi-Annual Changes To The NASDAQ OMX Clean Edge Global Wind Energy Index
Date 19/09/2011
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) and Clean Edge, Inc. announced today the results of the semi-annual evaluation of the NASDAQ OMX® Clean Edge® Global Wind Energy Index (Nasdaq:QWND), which will become effective with the market open today.
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James Brigagliano, Deputy Director Of SEC Division Of Trading And Markets, To Leave SEC After 25 Years Of Service
Date 19/09/2011
The Securities and Exchange Commission today announced that James Brigagliano, a Deputy Director of the Division of Trading and Markets, will leave the agency at the end of this month after 25 years of public service.
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Quarterly Changes To The Wilder NASDAQ OMX Global Energy Efficient Transport Index
Date 19/09/2011
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) and Wilder Transport Index LLC announced today the results of the quarterly evaluation of the Wilder NASDAQ OMX Global Energy Efficient Transport IndexSM (Nasdaq:HAUL), which will become effective with the market open today.
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SHUAA Capital & Bloomberg Tradebook Launch DMA Trading Platform - Global Investors Get Direct Access To UAE Financial Markets
Date 19/09/2011
SHUAA Capital, the leading financial services institution in The Cooperation Council for the Arab States of the Gulf (GCC), and Bloomberg Tradebook, Bloomberg's agency broker, today announced the launch of a direct market access (DMA) trading platform. The new technology allows both local and international institutional investors to trade equity products on the Dubai Financial Market (DFM) and the Abu Dhabi Securities Exchange (ADX) in the United Arab Emirates (UAE).
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LME Announces Appointment Of Trevor Spanner - Spanner To Join As Managing Director Of Post-Trade Services - Appointment Will Advance Exchange Study Into Self Clearing
Date 19/09/2011
The London Metal Exchange (LME) has appointed Trevor Spanner as managing director of post-trade services, a key step in the LME’s project to take greater control of its clearing business.
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Dubai Financial Market Announces Its Board Of Directors Meeting To Be Held On 22 September 2011
Date 19/09/2011
The Board of Directors of Dubai Financial Market will hold a meeting on Thursday 22 September 2011 at 2:00 PM at Borse Dubai offices to discuss the normal business activities and any business issues as arise.
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