News Centre

“Smart Regulation: Keeping The Door Open for Effective Ideas” By SEC Commissioner Luis A. Aguilar

Date 11/07/2012

In my remarks at the Commission’s May 26, 2010 meeting considering the CAT proposal, I quoted from a 1980 Commission report that spoke about the need for a comprehensive market oversight surveillance system. Flash forward over three decades from that report, and not much has changed. We have seen enormous growth in the capital markets, and the SEC still does not have access to comprehensive market data. As a result, I have been a consistent and vocal supporter of a consolidated audit trail.

“That’s a Clown Question, Bro” - Statement Of Commissioner Bart Chilton At The CFTC Public Meeting On Dodd/Frank Rulemaking

Date 11/07/2012

Thank you Mr. Chairman. There are a couple of important events coming up that I want to share with you today. First, tonight the All-Star game will be played. Also, in just 11 days, we’ll have the two-year anniversary of the signing of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Now, some of you are asking, “How’s he going to put these two totally divergent things together?” It’ll all make sense in a minute. Really.

Katharina Pistor And Martin Hellwig Receive Max Planck Research Award - Excellent Research Focus On The Regulation Of International Financial Markets

Date 11/07/2012

The Max Planck Research Award 2012 goes to Martin Hellwig from the Max Planck Institute for Research on Collective Goods in Bonn and Katharina Pistor from Columbia University School of Law (New York) for their work in the field of ‘regulating international financial markets’. The award winners each receive 750,000 EUR to finance their research, including in particular their cooperation with academics in other countries.

FESE European Equity Market Report – June 2012 Figures

Date 11/07/2012

The European Equity Market Report June figures are now available.

Princeton Financial Systems Signs Asian Fund Manager

Date 11/07/2012

Princeton Financial^® Systems today announced that as part of their continued growth in the Asia market, they have signed on APS Asset Management Pte Ltd (APS) for PAM^® for Securities. PAM for Securities is a comprehensive investment accounting and management platform that supports international accounting and reporting requirements for a diverse range of assets and portfolio types. 

TMX Group: The MiG Report June 2012

Date 11/07/2012

In the first six months of 2012:

• 209 issuers went public on TSX (67) and TSXV (142) 
• $27.9 billion in equity capital was raised
• 1,298 financings were completed

NASDAQ OMX Event-Driven Analytics Now Available At Carteret Datacenter

Date 11/07/2012

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today announced that data provided by NASDAQ OMX Event-Driven Analytics is now accessible at our state-of-the-art datacenter in Carteret, New Jersey — giving a competitive edge to subscribers of the machine-readable news service by further reducing latency. Because Event-Driven Analytics data is now available at the NASDAQ OMX Data Center, which houses the industry-leading trading platforms for all NASDAQ OMX U.S. markets, subscribers can act on the information faster.

TMX Select Celebrates Its First Anniversary - TMX Select To Open Trading On Toronto Stock Exchange Today

Date 11/07/2012

TMX Group Inc. is pleased to announce that TMX Select, TMX Group's alternative trading system, is celebrating its first anniversary today.

Portware Completes Acquisition Of Aritas Technology Assets - Creates Industry’s First Algo Optimization Service Bureau Powered By Artificial Intelligence

Date 11/07/2012

Portware, the leading provider of global, broker-neutral, multi-asset trading solutions, today announced it has completed its acquisition of the technology and analytical assets of Aritas Group, Inc. The acquisition also includes a portfolio of seventeen patents covering Aritas’ predictive analytics and algorithmic optimization technology.

JPMorgan Chase Goes Live With ISO 20022 Income Announcements

Date 11/07/2012

The Depository Trust & Clearing Corporation (DTCC) today announced that JPMorgan Chase is the first financial institution to go live with DTCC’s new global ISO 20022 income announcement messages using DTCC’s SMART network, which supports the transformation of how these corporate action messages are processed.