News Centre

SEC Approves Rules And Interpretations On Key Terms For Regulating Derivatives

Date 09/07/2012

The Securities and Exchange Commission late Friday took another step toward regulating the over-the-counter derivatives market by unanimously approving rules and interpretations for key definitions of certain derivative products.

Clearstream’s June 2012 Figures

Date 09/07/2012

In June 2012, the value of assets under custody held on behalf of customers registered a decrease of 2 percent to € 11.1 trillion (compared to € 11.3 trillion in June 2011). Securities held under custody in Clearstream’s international business increased by 2 percent from € 5.9 trillion in June 2011 to € 6.0 trillion in June 2012 – while domestic German securities held under custody decreased by 6 percent from € 5.4 trillion in June 2011 to € 5.0 trillion in June 2012.

SunGard And Advent Software Offer Advanced Workflow For Wrap/Separately Managed Accounts

Date 09/07/2012

SunGard and Advent Software, Inc. (NASDAQ: ADVS), leading providers of software and services for the global financial services and investment management industry, have introduced an integrated trading solution that helps “wrap” managers conduct business with sponsors directly via the SunGard Global Network (SGN) and Advent’s Moxy® order management system (OMS). This centralized and automated solution helps firms expand their separately managed account (SMA) business more quickly, increase efficiency and reduce costs and errors.

Princeton Financial Systems Hires DVS Product Director

Date 09/07/2012

Princeton Financial^® Systems, a global leader in providing accounting, compliance and reporting solutions to the investment industry, today announced the hire of Frank Gärtner as DVS Product Director. Based in Frankfurt, Mr. Gärtner will oversee global initiatives of the DVS Fund Warehouse and DVS Publisher Suite.

NYSE Liffe Launches Equity Options On D.E MASTER BLENDERS 1753

Date 09/07/2012

Today trading in individual equity options on D.E MASTER BLENDERS 1753 N.V. (DE) shares started on the Amsterdam market of NYSE Liffe, the European-based derivatives market of NYSE Euronext (NYX). The introduction of the options follows the recent listing of the coffee and tea company on June 12, on the Amsterdam market of NYSE Euronext.

Panopticon Unveils HTML5 Client For Its Enterprise Data Visualization Platform - The New Thin Client Provides A Complete Range Of Interactive Filtering Capabilities For Analytical Dashboards On Mobile Devices, Including Apple iPads And Android Tablets And Enables Clients To Maintain High Levels Of Security For Their Proprietary Data

Date 09/07/2012

Panopticon Software, the leading provider of visual data analysis software for real-time, CEP andhistorical time series data, today announced that the latest release of its popular data visualization system supports a new HTML5 thin client for tablet deployments. Version 5.11 of the system enables client organizations to make fully interactive dashboards available to mobile users and does not require installation of any software or browser plugins on the mobile device.

Malta Stock Exchange Uses Deutsche Börse Xetra System

Date 09/07/2012

The Malta Stock Exchange (MSE) migrated its electronic securities trading to Deutsche Börse’s Xetra trading system on Monday. Xetra trading participants can now use Deutsche Börse’s infrastructure to easily access the Maltese financial market. It also gives twelve new market participants from Malta access to an extensive pan-European network of traders.

BWise Offers Best Practice Enterprise GRC Solution For UK Bribery Act And FCPA Act Compliance

Date 09/07/2012

BWise, a NASDAQ OMX company and the global leader in Governance, Risk and Compliance (GRC) management software, announced today a new solution for compliance with the UK Bribery Act and Foreign Corrupt Practices Act (FCPA). With the acts enforcing a strong punishment of ten years imprisonment and unlimited fines for non-compliance, organizations need to take a more proactive approach to bribery and corruption. BWise offers a unique FCPA and Bribery Act compliance solution that integrates with other enterprise GRC initiatives, such as, risk, compliance and internal audit. All based on the same risk taxonomy and language and improving company-wide compliance and transparency which are of utmost concern to executives.

SIX Swiss Exchange June 2012: Increase In Turnover

Date 09/07/2012

The statistical monthly report published today contains the latest trade and turnover figures for SIX Swiss Exchange and Scoach Switzerland.

Press Conference By Tadahiro Matsushita, Minister For Financial Services - Insider Trading - Nomura Securities

Date 09/07/2012

[Questions & Answers]

Q.

Regarding Nomura Securities, this morning, newspapers reported that the company will announce the results of its internal investigation. Before this announcement, various problems have already been pointed out. How do you feel about that?

A.

I am aware of the newspaper reports which you mentioned. I would like to refrain from commenting on administrative action against an individual securities company.