News Centre

Semi-Annual Changes To The NASDAQ Technology Dividend Index

Date 11/03/2013

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ), parent of the world's first electronic stock market and a leading index provider, today announced the results of the semi-annual evaluation of the NASDAQ Technology Dividend Index (Nasdaq:NQ96DIVUS), which will become effective prior to market open on Monday, March 18, 2013.

NYSE MKT Issues Short Interest Report

Date 11/03/2013

NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of February 28, 2013.

Quarterly Changes To The NASDAQ Q-50 Index

Date 11/03/2013

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today announced the results of the quarterly re-ranking of the NASDAQ Q-50 Index (Nasdaq:NXTQ), which will become effective prior to market open on Monday, March 18, 2013.

ESMA: Call For Candidates For The Position Of Chair Of The Committee Drafting A Proxy Advisor Industry Code Of Conduct

Date 11/03/2013

The European Securities and Markets Authority (ESMA) considers, as indicated in its recent report on the proxy advisory industry (ESMA/2013/84), that the appropriate approach to be taken at this point in time is to encourage the proxy advisory industry to develop its own Code of Conduct.

Annual Changes To The NASDAQ OMX Global Technology Index

Date 11/03/2013

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the annual evaluation of the NASDAQ OMX Global Technology Index (Nasdaq:NQGL9000), which will become effective prior to market open on Monday, March 18, 2013.

Steven Maijoor, Chair Of The European Securities And Markets Authority (ESMA), Spoke On Shadow Banking At The 5th CDU/CSU Congress In Berlin On 11 March 2013

Date 11/03/2013

The speech is available here.

Semi-Annual Changes To The NASDAQ Clean Edge Green Energy Index

Date 11/03/2013

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) and Clean Edge, Inc. announced today the results of the semi-annual evaluation of the NASDAQ^® Clean Edge^® Green Energy Index (Nasdaq:CELS), which will become effective prior to market open on Monday, March 18, 2013.

Remarks To The IAA Investment Adviser Compliance Conference 2013 By Norm Champ, Director, Division Of Investment Management, U.S. Securities And Exchange Commission

Date 11/03/2013

Introduction

Good afternoon and thank you for inviting me to speak to you today. Before I begin, let me remind you that the views I express are my own and do not necessarily reflect the views of the Commission, any of the Commissioners, or any of my colleagues on the staff of the Commission.

Today I would like to highlight certain regulatory initiatives of the Division and update you on other issues of interest for investment advisers.

Annual Changes to the NASDAQ OMX China Technology Index

Date 11/03/2013

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the annual evaluation of the NASDAQ OMX China Technology Index (Nasdaq:CHXN9000), which will become effective prior to market open on Monday, March 18, 2013.

Rising Pressures On Boards In 2013: 10th Annual Corporate Board Member/Spencer Stuart What Directors Think Survey - Directors Speak Out On Leadership, Cyber And Social Media Risks And Shareholder Communication

Date 11/03/2013

Corporate Board Member and global senior executive search firm Spencer Stuart today announced the results of the 10th annual What Directors Think survey, a comprehensive report on boardroom trends gleaned from the responses of U.S. corporate directors nationwide.