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Semi-Annual Changes To The NASDAQ Technology Dividend Index
Date 11/03/2013
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ), parent of the world's first electronic stock market and a leading index provider, today announced the results of the semi-annual evaluation of the NASDAQ Technology Dividend Index (Nasdaq:NQ96DIVUS), which will become effective prior to market open on Monday, March 18, 2013.
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NYSE MKT Issues Short Interest Report
Date 11/03/2013
NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of February 28, 2013.
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Quarterly Changes To The NASDAQ Q-50 Index
Date 11/03/2013
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today announced the results of the quarterly re-ranking of the NASDAQ Q-50 Index (Nasdaq:NXTQ), which will become effective prior to market open on Monday, March 18, 2013.
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ESMA: Call For Candidates For The Position Of Chair Of The Committee Drafting A Proxy Advisor Industry Code Of Conduct
Date 11/03/2013
The European Securities and Markets Authority (ESMA) considers, as indicated in its recent report on the proxy advisory industry (ESMA/2013/84), that the appropriate approach to be taken at this point in time is to encourage the proxy advisory industry to develop its own Code of Conduct.
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Annual Changes To The NASDAQ OMX Global Technology Index
Date 11/03/2013
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the annual evaluation of the NASDAQ OMX Global Technology Index (Nasdaq:NQGL9000), which will become effective prior to market open on Monday, March 18, 2013.
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Steven Maijoor, Chair Of The European Securities And Markets Authority (ESMA), Spoke On Shadow Banking At The 5th CDU/CSU Congress In Berlin On 11 March 2013
Date 11/03/2013
The speech is available here.
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Semi-Annual Changes To The NASDAQ Clean Edge Green Energy Index
Date 11/03/2013
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) and Clean Edge, Inc. announced today the results of the semi-annual evaluation of the NASDAQ® Clean Edge® Green Energy Index (Nasdaq:CELS), which will become effective prior to market open on Monday, March 18, 2013.
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Remarks To The IAA Investment Adviser Compliance Conference 2013 By Norm Champ, Director, Division Of Investment Management, U.S. Securities And Exchange Commission
Date 11/03/2013
Introduction
Good afternoon and thank you for inviting me to speak to you today. Before I begin, let me remind you that the views I express are my own and do not necessarily reflect the views of the Commission, any of the Commissioners, or any of my colleagues on the staff of the Commission.
Today I would like to highlight certain regulatory initiatives of the Division and update you on other issues of interest for investment advisers.
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Annual Changes to the NASDAQ OMX China Technology Index
Date 11/03/2013
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the annual evaluation of the NASDAQ OMX China Technology Index (Nasdaq:CHXN9000), which will become effective prior to market open on Monday, March 18, 2013.
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Rising Pressures On Boards In 2013: 10th Annual Corporate Board Member/Spencer Stuart What Directors Think Survey - Directors Speak Out On Leadership, Cyber And Social Media Risks And Shareholder Communication
Date 11/03/2013
Corporate Board Member and global senior executive search firm Spencer Stuart today announced the results of the 10th annual What Directors Think survey, a comprehensive report on boardroom trends gleaned from the responses of U.S. corporate directors nationwide.
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