News Centre

CFTC Commissioner Pham To Speak At FIA-SIFMA AMG Asset Management Derivatives Forum 2024

Date 26/01/2024

CFTC Commissioner Johnson To Address Commodity Market Council’s Board Of Directors And Executives At 2024 State Of The Industry Conference

Date 26/01/2024

Keynote Of CFTC Chairman Rostin Behnam At The ABA Business Law Section Derivatives & Futures Law Committee Winter Meeting - “CFTC GT”

Date 26/01/2024

The last several years tested resilience across the derivatives markets, which required working together to meet the most extreme, but plausible issues, events, inquiries, and environmental, geopolitical, and fiscal conditions.  The urgent need for action could not be met with hyperbolic responses.  Creating ad hoc boundaries and structures to earn an immediate victory lap rarely instills or supports market integrity.  Of course, neither does abdicating action until optimal conditions prevail.  As I think about my tenure and the direction of the agency, I have tried to follow the racing line: the most optimal path, making use of the entire breadth of our track.

CFTC Commissioner Johnson To Participate On A Panel At The ABA Business Law Section’s Derivatives And Futures Law Committee Winter Meeting

Date 26/01/2024

B.C. Securities Commission Orders $1.1 Million In Financial Sanctions For Hops farm Fraud And Illegal Distribution

Date 26/01/2024

The B.C. Securities Commission (BCSC) has ordered $1.1 million in financial sanctions and issued market bans for fraud and illegal distribution committed in connection to a Fraser Valley hops farming company.

Nigerian Exchange Weekly Market Report For January 26th, 2024

Date 26/01/2024

A total turnover of 2.981 billion shares worth N57.873 billion in 67,962 deals was traded this week by investors on the floor of the Exchange, in contrast to a total of 5.179 billion shares valued at N77.797 billion that exchanged hands last week in 79,012 deals.

Hotapitalstox.com: BaFin Investigates Hotcapital Stox Group Limited

Date 26/01/2024

The Federal Financial Supervisory Authority (BaFin) warns consumers about the offers from Hot Capital Stox from London. According to information available to BaFin, this operator is providing financial and investment services on website hotcapitalstox.com without the required authorisation. The operator asserts to be regulated by a “European Security Exchange Brokerage” but such an authority doesn’t exist.

UK Economic Secretary’s Capital Markets Speech To Bloomberg

Date 26/01/2024

On Thursday 25th January, Economic Secretary to the Treasury Bim Afolami delivered a speech at Bloomberg’s London HQ about the drive for a capital markets renaissance.

Malawi Stock Exchange Weekly Summary, 26 January 2024

Date 26/01/2024

Click here to download Malawi Stock Exchange Weekly Summary.

IOSCO Seeks Feedback On Post Trade Risk Reduction Services

Date 26/01/2024

The Board of the International Organization of Securities Commissions (IOSCO) today published a consultation report on Post Trade Risk Reduction Services (PTRRS), which identifies potential policy considerations and risks associated with the use and offering of PTRRS associated with over-the-counter (OTC) derivatives trades, and presents sound practices as guidance to IOSCO members and regulated users of PTRRS.