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National Stock Exchange – NSX - Inverted Pricing Schedule Effective On February 18, 2014

Date 12/02/2014

The Securities and Exchange Commission today announced that Paul A. Leder has been named director of its Office of International Affairs, which advises the Commission on cross-border enforcement and regulatory matters and coordinates the SEC’s involvement with regulatory authorities outside the United States.
David Fredrickson Named Chief Counsel In The SEC Division Of Corporation Finance

Date 12/02/2014

The Securities and Exchange Commission today announced that David Fredrickson has been named associate director and chief counsel in the agency's Division of Corporation Finance. He is expected to assume his new position in March.
SIFMA Statement On The NIST Cybersecurity Framework

Date 12/02/2014

SIFMA today released the following statement from Kenneth E. Bentsen, Jr., president and CEO, after the National Institute of Standards and Technology (NIST) issued its Cybersecurity Framework.
Paul A. Leder Named As Director Of SEC’s Office Of International Affairs

Date 12/02/2014

The Securities and Exchange Commission today announced that Paul A. Leder has been named director of its Office of International Affairs, which advises the Commission on cross-border enforcement and regulatory matters and coordinates the SEC’s involvement with regulatory authorities outside the United States.
Statement By The CFTC And The European Commission On Progress Relating To The Implementation Of The 2013 Path Forward Statement

Date 12/02/2014

day Acting Chairman Mark Wetjen and European Commissioner Michel Barnier announced that staff of the United States Commodity Futures Trading Commission (CFTC) and staff of the European Commission (EC) have made significant progress towards harmonizing a regulatory framework for CFTC-regulated swap execution facilities (SEFs) and EU-regulated multilateral trading facilities (MTFs), as contemplated under the Path Forward statement issued in July 2013.

SEC Names Rick Fleming As Investor Advocate

Date 12/02/2014

The Securities and Exchange Commission today announced that Rick A. Fleming has been named as the first head of the agency’s Office of the Investor Advocate.
Statement Of US Treasury Secretary Jacob J. Lew On The Release Of The Cybersecurity Framework

Date 12/02/2014

Treasury Secretary Jacob J. Lew issued the following statement today on the Administration’s release of the Cybersecurity Framework aimed at increasing cybersecurity across industries and sectors:
MIAX Options FIX Order Interface Specification (FOI) Update To Support Auto Cancel On Disconnect (ACOD) & Cancel/Replace Changes Clarification

Date 12/02/2014

The MIAX Options Exchange recently released an updated FIX Order Interface Specification (FOI).
Federal Reserve Seeks Comment On Repealing Its Regulations DD And P And Amending Regulation V

Date 12/02/2014

The Federal Reserve Board on Wednesday requested comment on proposals to repeal its Regulation DD (Truth in Savings) and Regulation P (Privacy of Consumer Financial Information) and to make amendments to the Identity Theft Red Flags rule in Regulation V (Fair Credit Reporting).
Thomson Reuters Reports Full-Year And Fourth-Quarter 2013 Results

Date 12/02/2014

Thomson Reuters (TSX / NYSE: TRI) today reported results for the full year and fourth quarter ended December 31, 2013. The company achieved its 2013 Outlook, and today provided a business outlook for 2014.1 Declines in earnings and profitability in both periods reflected previously announced charges.