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Date 23/04/2013
Shanghai Stock Exchange Rushes Into Earthquake Relief
The Shanghai Stock Exchange (SSE) immediately launched an emergency scheme at 8:45 a.m. after the earthquake strike in Lushan County, Sichuan Province on April 20. As required by the scheme, the SSE’s personnel related to listed company regulation, member service, technical support and communication guarantee earnestly fulfilled their duties, paid high attention to the development of the earthquake and organized a donation activity for the quake-stricken areas.
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Date 22/04/2013
Five Leaders In Global Capital Markets Join DTCC's Board Of Directors
The Depository Trust & Clearing Corporation (DTCC) today announced the addition of five highly regarded and recognized leaders in global finance to its Board of Directors.
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Date 22/04/2013
SEC: George Canellos And Andrew Ceresney Named Co-Directors Of Enforcement
The Securities and Exchange Commission today announced that Acting Director George Canellos and former federal prosecutor Andrew Ceresney have been named Co-Directors of the Division of Enforcement.
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Date 22/04/2013
Peter Tierney Joins DTCC As Regional Head Of Asia, DTCC Deriv/SERV
The Depository Trust & Clearing Corporation (DTCC) today announced the appointment of Peter Tierney as Regional Head of Asia, DTCC Deriv/SERV LLC.
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Date 22/04/2013
SIFMA Statement On Marketplace Fairness Act
SIFMA today released the following statement from Acting President and CEO Kenneth E. Bentsen, Jr. ahead of Senate consideration of the Marketplace Fairness Act.
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Date 22/04/2013
SEC Announces Agenda For May 1 Meeting Of Advisory Committee On Small And Emerging Companies
The Securities and Exchange Commission today announced the agenda for a meeting of its Advisory Committee on Small and Emerging Companies on Wednesday, May 1.
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Date 22/04/2013
Statement By US Treasury Secretary Jacob J. Lew At The International Monetary Financial Committee (IMFC) Meeting
This is not a time for complacency. Tail risks have receded recently, but global growth remains weak, and unemployment is still too high. Strengthening global demand is imperative and must be at the top of our agenda. Much more needs to be done to promote effective global rebalancing, which requires stronger demand in surplus countries and continued progress toward greater exchange rate flexibility, as well as continued efforts in deficit countries to raise national saving.
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Date 22/04/2013
Susan Axelrod Named FINRA's Executive Vice President Of Regulatory Operations
The Financial Industry Regulatory Authority (FINRA) announced today that Susan Axelrod will become FINRA's Executive Vice President of Regulatory Operations. In this role, Axelrod will oversee Enforcement, the Office of Fraud Detection and Market Intelligence and Member Regulation (Sales Practice, Risk Oversight and Operational Regulation and Shared Services). Axelrod previously was the head of FINRA's Member Regulation Sales Practice area. Mike Rufino, Chief Operating Officer of Member Regulation – Sales Practice, will assume the role of acting head of the Sales Practice group.
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Date 22/04/2013
Financial Stability Oversight Council (FSOC) To Meet April 25
On Thursday, April 25, 2013, Secretary Jacob J. Lew will preside over an open session of the Financial Stability Oversight Council. The Council will vote on its annual report, which will describe the activities of the Council, outline significant financial market and regulatory developments, analyze potential emerging threats to financial stability, and make relevant recommendations.
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Date 22/04/2013
Banque De France And The Autorité Des Marchés Financiers Draw Attention To An International Consultation On Authorities’ Access To Trade Repositaries Data
The Committee on Payment and Settlement Systems (CPSS) of the Bank for International Settlements and the International Organization of Securities Commissions (IOSCO) have published on 11th April 2013 for public comment a consultative report entitled Authorities’ access to trade repository data. Authorities are defined for the need of this report as e.g. market regulators, central banks, prudential supervisors and resolutions authorities, as well as official international financial institutions.
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