Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • SEC Announces Charges Against Attorneys and Auditors in Microcap Scheme Involving Purported Mining Companies

    Date 15/01/2015

    The Securities and Exchange Commission today announced charges against attorneys, auditors, and others allegedly involved in a microcap scheme the agency stifled last year when it suspended the registration statements of 20 purported mining companies being used for sham offerings of stock to investors.

  • United States (U.S.) – European Union (EU) Financial Markets Regulatory Dialogue Joint Statement

    Date 15/01/2015

    Participants in the U.S.-EU Financial Markets Regulatory Dialogue (FMRD) met on January 12, 2014 to exchange information on regulatory developments as part of their ongoing dialogue, and discuss their strong cooperation and shared interests in continuing to implement and enforce robust standards, including those on the G-20 financial regulatory agenda.  Recognizing the continued importance of U.S. and EU markets for the growth and stability of the international economy, participants welcomed the progress made by U.S. and EU authorities since the crisis to bolster the resilience of financial markets and reiterated their unswerving commitment to work together to advance financial regulatory reform in a consistent and convergent manner.

  • Deutsche Börse: Unscheduled Free Float Adjustment In SDAX

    Date 15/01/2015

    Deutsche Börse AG has announced an unscheduled adjustment to the free float of VTG AG in SDAX. The company’s free float changed by more than 10 percentage points, which was caused by a share increase due to an acquisition of another company as well as a significant change in the shareholder structure.

  • US Agencies Release Public Sections Of Resolution Plans

    Date 15/01/2015

    The Federal Reserve Board and the Federal Deposit Insurance Corporation (FDIC) today made available the public portions of resolution plans for firms with generally less than $100 billion in qualifying nonbank assets, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).

  • SEC Charges UBS Subsidiary With Disclosure Violations And Other Regulatory Failures In Operating Dark Pool

    Date 15/01/2015

    The Securities and Exchange Commission today charged a subsidiary of UBS with disclosure failures and other securities law violations related to the operation and marketing of its dark pool.