News Centre

KRX: Effects Of ELW Market Reform Including Standardization Of Issue Terms

Date 21/01/2015

Neonet And Quod Financial Offer An Integrated Trading Solution

Date 21/01/2015

Neonet Securities, the independent agency broker and execution specialist, today announced that it has integrated with Quod Financial, the provider of adaptive trading technology. The integration offers mutual customers using Quod Financial’s technology access to trading with Neonet as an agency broker.

ING Bank N.V. Approved To Issue Letters Of Credit For DME Trading From Singapore

Date 21/01/2015

Dubai Mercantile Exchange (DME) announced today that ING Bank N.V., Singapore Branch has been approved to issue Letters of Credit (LCs) for trading on DME directly from Singapore to support customers in Asia.

NZX Preliminary FY14 Results & Annual Meeting Timings

Date 21/01/2015

NZX intends to release its preliminary 2014 full year financial results before market open on Tuesday, 17 February.

Dion Appoints Regional Director For Australia & NZ

Date 20/01/2015

Dion Global Solutions (Dion) (BSE: 526927) has appointed David Bowles as Regional Director for Australia and New Zealand. In this new role he will hold full P&L responsibility for the region, including strategic product development, new business activities and existing operations.

MIAX Options Exchange: Customer Cross Order Type – Availability

Date 20/01/2015

Beginning Wednesday, January 21, 2015 the Customer Cross Order type will no longer be available at MIAX.

The Options Industry Council Announces Robert Whaley To Receive 2015 Sullivan Award

Date 20/01/2015

The Options Industry Council (OIC) today announced Robert Whaley as the recipient of the 2015 Joseph W. Sullivan Options Industry Achievement Award in recognition of his exceptional contributions to the U.S. options industry. The award will be presented at the 33rd Annual Options Industry Conference on May 7 in Miami Beach, Florida.

US Department Of Justice: Deputy Assistant Attorney General Sung-Hee Suh Speaks At The PLI’s 14th Annual Institute On Securities Regulation In Europe: Implications For U.S. Law On EU Practice

Date 20/01/2015

Thank you, Rob, for that kind introduction.  I am honored to be invited to speak on this panel with esteemed colleagues from the SEC, FCA, SFO, and the private sector.

As brief background, I am a Deputy Assistant Attorney General in the Department of Justice’s Criminal Division.  I oversee several sections, but most relevant to my remarks today is the Fraud Section, which has principal responsibility for the prosecution of complex securities and other white-collar matters for the Criminal Division.

CalPERS Board Re-Elects Feckner As President; Elects Henry Jones As Vice President

Date 20/01/2015

The California Public Employees' Retirement System (CalPERS) Board of Administration unanimously re-elected Rob Feckner as Board president and elected Henry Jones as vice president. Feckner will be serving his 11th term as president, while it will be Jones' first vice presidential term.

SIFMA Supports Increased Bond Market Price Transparency For Investors - Urges Greater Access To And Usage Of Existing Data On FINRA And MSRB Systems

Date 20/01/2015

SIFMA, in a comment letter filed today with the Financial Industry Regulatory Authority and the Municipal Securities Rulemaking Board on their Matched Trade Proposals, expresses that it shares the goal of regulators to enhance bond market price transparency for retail investors.  But because the enormous costs and burdens associated with the proposals would significantly outweigh the purported benefits, SIFMA recommends that the proposals be withdrawn in favor of a uniform rule that encourages increased usage of the extensive pricing data already available on the existing Trade Reporting and Compliance Engine ("TRACE") and Electronic Municipal Market Access ("EMMA") systems rather than the creation of something new.