FTSE Mondo Visione Exchanges Index:
News Centre
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Date 06/11/2013
FINRA Fines TD Ameritrade Clearing And SG Americas Securities A Total Of $1.8 Million For Required Options Positions Reporting And Supervisory Violations
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined TD Ameritrade Clearing, Inc. $1,150,000 and SG Americas Securities, Inc. $675,000 for failing to report or accurately report certain large options positions and for related supervisory deficiencies.
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Date 06/11/2013
TMX Group Equity Financing Statistics – October 2013 - Toronto Stock Exchange, TSX Venture Exchange
TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for October 2013.
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Date 06/11/2013
A Transformed Marketplace – Remarks Of CFTC Chairman Gary Gensler's Before The FIA 2013 Futures & Options Expo
Thank you, Walt, for that kind introduction. I also would like to thank the Futures Industry Association (FIA) for the invitation – I’m honored that you’ve invited me to speak each of these last five years.
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Date 06/11/2013
Remarks At Practising Law Institute’s 45th Annual Securities Regulation Institute, SEC Chair Mary Jo White, New York, N.Y., Nov. 6, 2013
This is my first time to speak here as Chair of the SEC, but it is actually about my 20th appearance overall. For most of those 20 years, I moderated the enforcement panel. And for five of those years, I served as a Co-Chair of the Institute – in chairs now occupied by Alan Beller, David Lynn, and Colleen Mahoney, who also have served with great distinction as senior officials of the SEC.
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Date 06/11/2013
CFTC Seeks Public Comment On Amended Request From CME Group To Amend Rule 538 (Exchange For Related Positions)
The Commodity Futures Trading Commission (CFTC) is requesting public comment on an amended request from the Chicago Mercantile Exchange Inc., the Board of Trade of the City of Chicago, Inc., New York Mercantile Exchange, Inc., Commodity Exchange, Inc., and the Board of Trade of Kansas City, Missouri, Inc. (collectively, the Exchanges), for approval of amendments to existing Rule 538 of the Exchanges’ rulebooks and the issuance of CME Group Market Regulation Advisory Notice RA1311-5.
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Date 06/11/2013
NASDAQ OMX October 2013 Volumes
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today reported monthly volumes for October 2013, on its investor relations website. A data sheet showing the monthly volumes can be found at: http://ir.nasdaqomx.com/monthly-reporting/
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Date 06/11/2013
Statement Of Support Of Chairman Gary Gensler - Position Limits
I support the proposed rule rule to establish position limits for physical commodity derivatives.
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Date 06/11/2013
CFTC Commitments Of Traders Reports Update
The current reports for the week of October 29, 2013 are now available.
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Date 06/11/2013
Trading Technologies And Ullink To Provide An Integrated Execution Management System And Order Management System (EMS/OMS) Solution
Trading Technologies International, Inc. (TT) and Ullink, global providers of market leading connectivity and trading solutions for the financial community, today announced they have partnered to integrate Ullink's order management system (OMS) with TT's execution management system (EMS) software and application programming interface (API) solutions.
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Date 06/11/2013
The Options Industry Council Announces ‘Road To Wall Street’ Returns To The Stuart School Of Business At IIT
The Options Industry Council (OIC) announced today that the next event in its university outreach program, The Road to Wall Street: Analyze Your Options, will be at the Stuart School of Business at the Illinois Institute of Technology (IIT) in Chicago for college students and faculty from IIT as well as the Chicagoland area on Friday, November 15.
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