News Centre

Tokyo Stock Exchange: Constituent Change In TOPIX New Index Series

Date 07/10/2014

Tokyo Stock Exchange, Inc. (TSE) will make changes to the constituents of the TOPIX New Index Series etc, October 31, 2014.
Component stocks of the indices are reviewed and it will be conducted annually in October.

TAIFEX And Eurex Achieve Volume Milestone - Total Volume Of 100,000 Contracts Exceeded

Date 07/10/2014

On 6 October 2014, Daily Futures on TAIEX Options and Futures contracts traded on Eurex Exchange have recorded over 100,000 contracts in total since launch in May 2014 (total volume 100,242 contracts). The Eurex/TAIFEX Link has been developed by the international derivatives market Eurex and Taiwan Futures Exchange, TAIFEX.

Cinnober Chosen By NYSE Regulation As Technology Provider - NYSE Regulation To Perform Market Surveillance And Enforcement Program For NYSE Group Exchanges

Date 07/10/2014

NYSE Group has announced NYSE Regulation will directly perform the market surveillance, investigation and enforcement functions for NYSE Group’s three equities exchanges and two options exchanges upon the expiration of the contract with the Financial Industry Regulation Authority (FINRA) on December 31, 2015. FINRA will retain the cross-market surveillance and investigation functions and will continue to conduct the registration, testing, and examinations of broker-dealer members of NYSE Group’s exchanges.

Moscow Exchange: Euro To Be Accepted As Collateral On Derivatives Market

Date 07/10/2014

The EUR will become eligible as collateral on Moscow Exchange's Derivatives market from 13 October. The list of assets eligible as collateral currently includes the RUB and USD, as well as stocks and bonds.

Minister Grants Australian CS Facility Licence To CME

Date 07/10/2014

On 30 September 2014, Senator the Honorable Mathias Cormann, Acting Assistant Treasurer, granted an Australian clearing and settlement (CS) facility licence to Chicago Mercantile Exchange Inc. (CME) under section 824B(2) of the Corporations Act 2001.

FINRA Announces Updates Of The Interpretations Of Financial And Operational Rules

Date 06/10/2014

Executive Summary

FINRA is updating the imbedded text of Securities Exchange Act (SEA) financial responsibility rules for broker-dealers in the Interpretations of Financial and Operational Rules to reflect the effectiveness of amendments the SEC adopted.1 The updated imbedded text relates to SEA Rules 15c3-1, 15c3-1a, 15c3-1e, 15c3-1f, 15c3-1g, 15c3-3a and 17a-4. FINRA is also making available related updates of the Interpretations of Financial and Operational Rules that have been communicated to FINRA by the staff of the SEC’s Division of Trading and Markets (SEC staff). The updated interpretations relate to SEA Rule 15c3-1.

Financial Stability Oversight Council Meeting October 6, 2014

Date 06/10/2014

Secretary Lew today convened a meeting of the Financial Stability Oversight Council (Council) in a closed and an open session at the Treasury Department.

TMX Group Equity Financing Statistics - September 2014 - Toronto Stock Exchange, TSX Venture Exchange

Date 06/10/2014

TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for September 2014.

CFTC Commissioner Sharon Bowen Announces Legal And Policy Team

Date 06/10/2014

U.S. Commodity Futures Trading Commission (CFTC) Commissioner Sharon Bowen today announced her legal and policy staff. Today, Commissioner Bowen named Eric Juzenas Principal Adviser; Petal Walker Chief Counsel and Justin Slaughter Chief Policy Advisor and Special Counsel. These individuals will work with Commissioner Bowen to carry out the Commission’s efforts to implement the Dodd-Frank Act and ensure compliance with the Commission’s regulations.

TSX Ignite Holds Two Live Events In Alberta On October 8 & 9

Date 06/10/2014

Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) continue the fall TSX Ignite live event series in Edmonton and Calgary on Wednesday, October 8 and Thursday, October 9 respectively . Launched in March 2014, this innovative program is designed to help support the growth and development of small and medium-sized enterprises in Canada by providing companies with information, motivation and tips on how to build great businesses.