News Centre

Shanghai International Energy Exchange Has Released Its Circular On The Adjustment Of Transaction Fee For Containerized Freight Index (Europe Service) Futures Contract EC2504

Date 25/04/2024

Shanghai International Energy Exchange has released its Circular on the Adjustment of Transaction Fee for Containerized Freight Index (Europe Service) Futures Contract EC2504 as follows:

Hong Kong Securities And Futures Commission: Court Convicts Two Former Licensees Of False Trading

Date 25/04/2024

The Eastern Magistrates’ Courts today convicted two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan of false trading in the shares of Forebase International Holdings Limited (Forebase) following a prosecution by the Securities and Futures Commission (SFC).

Nasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date April 15, 2024

Date 24/04/2024

At the end of the settlement date of April 15, 2024, short interest in 3,081 Nasdaq Global Market^SM securities totaled 11,407,213,969 shares compared with 11,297,406,980 shares in 3,102 Global Market issues reported for the prior settlement date of March 28, 2024. The mid-April short interest represents 3.20 days compared with 2.78 days for the prior reporting period.

NYSE Group Consolidated Short Interest Report

Date 24/04/2024

NYSE today reported short interest as of the close of business on the settlement date of April 15, 2024.

CFTC Commissioner Mersinger To Participate On A Panel At FIA’s Law & Compliance Division Conference

Date 24/04/2024

“AI Day” To Be Held At May 2 CFTC Technology Advisory Committee Meeting

Date 24/04/2024

Commissioner Christy Goldsmith Romero, sponsor of the Commodity Futures Trading Commission’s Technology Advisory Committee (TAC), announces “AI Day” to be held at the CFTC’s Washington, D.C. headquarters on May 2, 2024, during a TAC meeting. AI Day will take place from 1:00 p.m. to 4:00 p.m. (EDT). The public is invited to come in person or watch the meeting via live webcast at CFTC.gov.

Office Of The Comptroller Of The Currency Extends Comment Period On Application By Capital One To Acquire Discover Bank

Date 24/04/2024

The Office of the Comptroller of the Currency (OCC) today announced an extension of the comment period until 5:00 p.m. EDT on May 31, 2024, for the application of Capital One, National Association, McLean, Virginia, to acquire Discover Bank, Greenwood, Delaware.

Ontario Securities Commission Announces New Appointments To Board Of Directors

Date 24/04/2024

The Ontario Securities Commission (OSC) today announced the appointments of Kelley McKinnon, Patricia Olasker and Steven Wolff to its Board of Directors. 

FIA Cautions CFTC On Regulation Of AI

Date 24/04/2024

• FIA recommends “technology-neutral” approach to regulation 
• FIA says CFTC should focus on "outcomes and use cases" rather than AI itself 
• FIA letter joined by CME, ICE and FIA PTG 

SEC Staff Publishes New Registered Fund Statistics Report

Date 24/04/2024

The staff of the Securities and Exchange Commission today published a new report of Registered Fund Statistics, which is based on aggregated data reported by SEC-registered funds on Form N-PORT. The new report, which will be updated on a quarterly basis, is designed to provide the public with a regular and detailed picture of the registered funds industry—with its more than 12,000 funds and more than $26 trillion in total net assets under management. The report provides key industry statistics and shows trends over time, including information and trends related to portfolio holdings, flows and returns, interest rate risk, and other exposures across U.S. mutual funds, exchange-traded funds, closed-end funds, and other registered funds.