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  • Remarks To The Investment Company Institute’s 2016 Mutual Funds And Investment Management Conference, David W. Grim, Director, SEC Division Of Investment Management, Orlando, Florida, March 14, 2016

    Date 14/03/2016

    Introduction

    Good morning, everyone, and thank you, David, for that kind introduction, as well as for inviting me to speak here today. Before I begin, let me remind everyone that the views I express here today are solely my own, and do not necessarily reflect the views of the Commission, the Commissioners, or any of my colleagues on the staff of the Commission.

    I am very pleased to be here with all of you today, and to deliver the keynote address for this year’s conference. It is also a pleasure to be joined at the conference by several of my colleagues from the Commission’s staff, who will participate in a number of panels over the next few days. In addition to staff members from other Divisions at the Commission, you’ll have the opportunity to hear from several talented and experienced members of the Division of Investment Management. They include Diane Blizzard, Associate Director of the Division’s Rulemaking office, who will anchor the regulatory panel for, I believe, the third year running; Sarah ten Siethoff, an Assistant Director in our Rulemaking office, who will participate in what I am sure will be an informative discussion of liquidity risk management; Matt Giordano, the Division’s Chief Accountant, who will update you on various accounting matters; Chris Stavrakos, a senior analyst in our Risk and Examinations office, who will discuss the Commission’s data analytics initiatives; and Dan Townley, an Attorney Fellow in our New York office, who will discuss the use of derivatives. I know each of them will have useful insights to offer on these and other topics.

  • Bats Successfully Operates U.S. Businesses From Disaster Recovery Site As Part Of Business Continuity Planning Process - Company Headquarters Taken Completely Offline March 10th

    Date 14/03/2016

    Bats Global Markets (Bats), a leading operator of exchanges and services for financial markets globally, announced the successful and total operation of its U.S. markets from its Kansas City-area disaster recovery (DR) site yesterday as part of its ongoing Business Continuity Planning (BCP) process.

  • MIAX Options Holiday Schedule - Good Friday 2016

    Date 14/03/2016

    Please be advised the MIAX Options Exchange will be closed on Friday, March 25, 2016 in observance of Good Friday. Weekly Options Expiration for the week ending Friday, March 25, 2016 will take place on Thursday, March 24, 2016.

  • ETFs/ETPs Listed Globally Have Gathered 10.80 Billion US Dollars In Net New Assets In February 2016, According To ETFGI

    Date 14/03/2016

    ETFs/ETPs listed globally have gathered US$10.80 in net new assets in February 2016, according to preliminary data from ETFGI’s February 2016 global ETF and ETP industry insights report. ETFs/ETPs listed globally have now gathered net inflows for 25 consecutive months.

  • Moscow Exchange: Futures And Options - Final Settlement Schedule, March 2016

    Date 14/03/2016

    1 March
    The last trading day and settlement during the evening clearing:
    Brent oil futures and options (BR) and raw sugar futures (SUGR).
    The evening trading session starts at 19:05 MSK.


MV 120 X 600 Hard to Reach