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  • Acting Assistant Attorney General US Department Of Justice, Caroline D. Ciraolo Delivers Remarks At Pen And Pad Announcing First Resolution In Swiss Bank Program

    Date 30/03/2015

    I’d like to start by thanking Acting Associate Attorney General [Stuart] Delery for being here today and his unwavering support of the Tax Division and its offshore enforcement efforts.  I’d also like to thank Acting Deputy Attorney General Sally Quillian Yates and Attorney General Eric Holder for their guidance and leadership as the department seeks to bring an end to offshore evasion and to hold those responsible accountable for their criminal conduct.

  • Toronto Stock Exchange, TSX Venture Exchange, Montréal Exchange, TMX Select And Alpha Closed For Good Friday

    Date 30/03/2015

    Toronto Stock Exchange, TSX Venture Exchange, Montréal Exchange, TMX Select and Alpha will be closed on Friday, April 3, 2015 for Good Friday.

  • MIAX Options - April 1, 2015 Fee Changes - Revisions To The Priority Customer Rebate Tiers, Market Maker Trading Permit And MEI Port Fees

    Date 30/03/2015

    Effective April 1, 2015, pending SEC approval, the MIAX Options Fee Schedule will be amended as follows:

    • The Priority Customer Rebate Program will be amended to reflect adjustments to the percentage thresholds of national customer volume required in all Tiers.
    • The MIAX Market Maker Trading Permit symbol assignment tiers and associated fees will be amended.
    • The MEI Port and engine connectivity tiers and associate fees will be amended.

  • OCC Bulletin: Cybersecurity: Destructive Malware Joint Statement

    Date 30/03/2015

    Summary

    The Federal Financial Institutions Examination Council (FFIEC), 1 on behalf of its members, has issued a statement to notify financial institutions of the increasing threat of cyber attacks involving destructive malware and to recommend risk mitigation techniques. In some cases, destructive malware used in these attacks successfully compromised large quantities of data and rendered supporting systems inoperable. An institution’s management is expected to maintain sufficient business continuity planning processes to ensure the rapid recovery, resumption, and maintenance of the institution’s operations after a cyber attack involving destructive malware.

  • European Parliament - Benchmarks: Restoring Confidence In The Financial Markets

    Date 30/03/2015

    Benchmarks are widely used to track market developments, however financial scandals involving benchmarks such as Libor and Eurobibor have shown that they are susceptible to manipulation. The EP's economic committee votes on 31 March on new rules to ensure the full transparency of all benchmarks used in the EU. Dutch Alde member Cora van Nieuwenhuizen, who wrote the report with recommendations, said: “It is a major step forward in ensuring the future robustness and accuracy of benchmarks.”