News Centre

ASX Compliance Monthly Activity Report - September 2015

Date 07/10/2015

New listings for the month were Contact Energy Limited (CEN), CV Check Ltd (CV1), Ellerston Asian Investments Limited (EAI), Future Generation Global Investment Company Limited (FGG), iBosses Corporation Limited (IB8), Knosys Limited (KNO), MainstreamBPO Limited (MAI), Platinum Asia Investments Limited (PAI), Ryder Capital Limited (RYD), Timah Resources Limited (TML), Traditional Therapy Clinics Limited (TTC) and Vitaco Holdings Limited (VIT).

BOX Options Exchange Price Improvement Activity For September

Date 07/10/2015

In the month of September, price improved contracts on BOX Options Exchange (“BOX”) averaged 226,490 per day. Price improvement versus the prevailing NBBO for contracts submitted via BOX’s price improvement auction, PIP, averaged $370,997 per day, while total savings to investors in September was $7.79M. With this, BOX has saved investors over $672M since its inception in 2004. Overall average daily trading volume on BOX in the month of September was 400,595 contracts.

BGC Partners' And GFI Group's Third Quarter 2015 Financial Results Announcement To Be Issued Prior To Market Open On Wednesday, October 28, 2015 - Conference Call Scheduled For The Same Day At 10:00 A.M. ET

Date 06/10/2015

BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or the "Company"), a leading global brokerage company servicing the financial and real estate markets and BGC's majority-owned division, GFI Group Inc. (OTC: GFIG) ("GFI Group" or "GFI"), a leading intermediary and provider of trading technologies and support services to the global OTC and listed markets, today announced that they plan to issue a joint advisory press release regarding the availability of their consolidated quarterly financial results by 8:00 a.m. ET on Wednesday, October 28, 2015.

Canadian Securities Regulators Encourage Checking Registration Before Investing

Date 06/10/2015

The Canadian Securities Administrators (CSA) are kicking off Investor Education Month this October by encouraging investors to check the registration of any firm or individual selling securities or offering advice.

Xetra/Börse Frankfurt - IPO: Covestro AG In Prime Standard

Date 06/10/2015

TMX Group Equity Financing Statistics – September 2015

Date 06/10/2015

TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for September 2015.

BM&FBOVESPA Informs New Trading Hours For BM&F Segment

Date 06/10/2015

BM&FBOVESPA informs that due to the start of daylight saving time in Brazil on October 18, 2015 and the end of daylight saving time in the United States on November 02, 2015, as of October 19, 2015 new trading hours will come into effect for the following contracts that reference commodities:

Office of Financial Research Update: Remarks By Director Berner At The Third Annual Workshop On Financial Interconnectedness In Basel, Switzerland

Date 06/10/2015

Remarks by Director Berner at the Third Annual Workshop on Financial Interconnectedness in Basel, Switzerland. The workshop was hosted by the Bank for International Settlements, the Netherlands Bank, Deutsche Bundesbank, and the Review of Finance.

Abacus Group Selects Foresite To Enhance Managed Cloud Security - Collaboration To Provide Greater Transparency, Analysis And Reporting Capabilities For AbacusFlex™ Platform

Date 06/10/2015

Abacus Group, a leading provider of hosted IT solutions for hedge funds and private equity funds, and Foresite, a leader in managed security services, announced today a collaboration to enhance cybersecurity protection for clients using the AbacusFLEX™ platform.  This collaboration will enhance and add new layers of protection within the platform to help clients identify, respond to and recover from cyber threats.

Swiss Asset Management Firm Finacor SA Reaches Resolution With US Justice Department

Date 06/10/2015

The Department of Justice announced today that Finacor SA, a Swiss asset management firm, has reached a resolution with the department through a non-prosecution agreement.