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SEC: Three Maryland Men Settle Charges They Defrauded Investors In Real Estate Investment Company
Date 13/08/2015
The Securities and Exchange Commission today announced that three Maryland men have agreed to settle charges that they defrauded investors in a company that owns and operates residential and commercial real estate. Boston-based Signator Investors Inc. and one of its supervisors agreed to settle separate charges that they failed to supervise two of the men who worked in Signator’s Maryland office.
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FSB Completes Peer Review Of China
Date 13/08/2015
The Financial Stability Board (FSB) published today its peer review of China.
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Moscow Exchange To Launch Mini MICEX Index Futures
Date 13/08/2015
On 17 August 2015, Moscow Exchange will launch "mini" MICEX Index futures with a smaller contract size and low initial margin requirements. The contract will trade under the ticker MXI.
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ETP Landscape Industry Highlights July 2015 - Flows Hit Five Month High
Date 13/08/2015
The Industry Highlights of the ETP Landscape series of reports provides commentary on the global Exchange Traded Product (ETP) industry as of July 2015.
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JSE Delivers Strong Performance In First Half Of 2015
Date 13/08/2015
The Johannesburg Stock Exchange (JSE), the continent’s largest stock exchange, delivered a strong performance in the six months ended 30 June 2015 with robust growth across all product lines within the business. Group earnings after tax for 2015 increased by 29% to R430 million (2014: R333 million), with operating revenue growing by 16% to R1 billion (2014: R869 million).
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Bursa Malaysia Securities Sector Update
Date 13/08/2015
Bursa Malaysia Securities Berhad (“Bursa Securities”) has decided to update the classification of sector for OSK Holdings Berhad (“OSK”) to come into effect on 9.00a.m., Monday, 17 August 2015.
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SEC: Edward Jones To Pay $20 Million For Overcharging Retail Customers In Municipal Bond Underwritings
Date 13/08/2015
The Securities and Exchange Commission today announced that St. Louis-based brokerage firm Edward Jones and the former head of its municipal underwriting desk have agreed to settle charges that they overcharged customers in new municipal bonds sales. It’s the SEC’s first case against an underwriter for pricing-related fraud in the primary market for municipal securities. The firm also was charged with separate misconduct related to supervisory failures in its review of certain secondary market municipal bond trades.
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Open Interest Of TOCOM Crude Oil Hit All-Time Record
Date 13/08/2015
Open interest of TOCOM Dubai Crude Oil Futures reached 53,117 contracts today recording the all-time high since its launch on September 1, 2001. The old mark was 52,418 contracts recorded on January 7, 2002.
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ESMA Recommends Changes To EMIR Framework
Date 13/08/2015
The European Securities and Markets Authority (ESMA) has published four reports focused on how the European Markets Infrastructure Regulation (EMIR) framework has been functioning and providing input and recommendations to the European Commission’s (EC) EMIR Review.
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SIX Opens FinTech Incubator “F10”
Date 13/08/2015
FinTech Incubator “F10” is the innovation center of SIX. It is home to small interdisciplinary teams who develop promising ideas and evaluate their potential for the financial industry. In collaboration with FinTech start-ups, the team, based at Förrlibuckstrasse 10, is setting up a complete innovation ecosystem with a dedicated staff, know-how, infrastructure and communities whose task is to drive further developments on Switzerland's FinTech front and develop new technologies for SIX.
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